{
  "crd_number": 312695,
  "slug": "shepherd-wealth-management-cincinnati-oh-312695",
  "primary_business_name": "SHEPHERD WEALTH MANAGEMENT",
  "legal_name": "SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANY",
  "dbas": [],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-12-02",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-02-18",
  "carried_forward": false,
  "raum_total": 162081052.0,
  "raum_discretionary": 162081052.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 63413829.0,
      "count": 387
    },
    "high_net_worth_individuals": {
      "raum": 98667223.0,
      "count": 43
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "KY",
    "NC",
    "OH",
    "PA",
    "TX"
  ],
  "websites": [
    "https://buzzsprout.com/1726205/8924722",
    "https://facebook.com/shepherdwm",
    "https://instagram.com/shepherdwealthmanagement",
    "https://linkedin.com/in/joshua-casey-garland-cfp%C2%AE-8054b5218",
    "https://shepherdwm.com",
    "https://twitter.com/financial_shep",
    "https://youtube.com/channel/UCvxptCT2f3uBceg_Qf4ug9g"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312695",
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/shepherd-wealth-management-cincinnati-oh-312695",
  "display_name": "Shepherd Wealth Management",
  "summary": "Shepherd Wealth Management is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.",
  "citation": "AdvisorCensus. Shepherd Wealth Management (CRD 312695): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Shepherd Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Shepherd Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Shepherd Wealth Management located?",
      "a": "Shepherd Wealth Management's principal office is in Cincinnati, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Shepherd Wealth Management registered with the SEC or a state?",
      "a": "Shepherd Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 312695."
    },
    {
      "q": "How much does Shepherd Wealth Management manage?",
      "a": "Shepherd Wealth Management reports $162,081,052 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have Shepherd Wealth Management's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Shepherd Wealth Management: Regulatory assets under management: $113,601,753 in the October 2025 data and $162,081,052 in the October 2026 data, up 43%. Total employees: 2 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Shepherd Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (387); high net worth individuals (43)."
    },
    {
      "q": "Which custodians does Shepherd Wealth Management use?",
      "a": "Shepherd Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Shepherd Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312695"
    },
    {
      "q": "Does Shepherd Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 18, 2026 says: \"SWM has a household AUM minimum of $100,000.\""
    },
    {
      "q": "What changed in Shepherd Wealth Management's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $113,601,753 to $162,081,052 (+43%). Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 113601753.0,
      "total_employees": 2,
      "filing_date": "2025-03-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 162081052.0,
      "total_employees": 4,
      "filing_date": "2026-02-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 4.",
        "Regulatory assets under management went from $113,601,753 to $162,081,052 (+43%).",
        "Registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 18, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "SWM has a household AUM minimum of $100,000."
        ]
      }
    ],
    "quotes": [
      "SWM has a household AUM minimum of $100,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/shepherd-wealth-management-cincinnati-oh-312695.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 387,
      "fewer_than_5": false,
      "raum": 63413829.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 43,
      "fewer_than_5": false,
      "raum": 98667223.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312695",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}