# Shepherd Wealth & Retirement LLC

> Shepherd Wealth & Retirement LLC is a state-registered investment advisory firm in Tucson, AZ, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 305645
- Filed as: SHEPHERD WEALTH & RETIREMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/305645
- AdvisorCensus page: https://advisorcensus.com/firm/shepherd-wealth-and-retirement-llc-tucson-az-305645

## Quick answers

**How is Shepherd Wealth & Retirement LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Shepherd Wealth & Retirement LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Shepherd Wealth & Retirement LLC located?**
Shepherd Wealth & Retirement LLC's principal office is in Tucson, AZ, according to its Form ADV.

**Is Shepherd Wealth & Retirement LLC registered with the SEC or a state?**
Shepherd Wealth & Retirement LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 305645.

**How much does Shepherd Wealth & Retirement LLC manage?**
Shepherd Wealth & Retirement LLC reports $96,931,456 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary).

**How have Shepherd Wealth & Retirement LLC's assets and staff changed since 2021?**
In the Form ADV data for Shepherd Wealth & Retirement LLC: Regulatory assets under management: $90,465,769 in the October 2021 data and $96,931,456 in the October 2026 data, up 7%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shepherd Wealth & Retirement LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (83); high net worth individuals (46).

**Does Shepherd Wealth & Retirement LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/305645

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $96,931,456
- Discretionary: $96,931,456
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 83 | $33,240,318 |
| High net worth individuals | 46 | $62,136,663 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,554,475 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- shepherdwealth.com
- theforevermillionaire.com
- Facebook @SHEPHERDWEALTH
- LinkedIn @2706895
- LinkedIn @DWSHEPHERD
- LinkedIn @SHEPHERDDAVE
- LinkedIn @SHERRY-MILLER-5569142A

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $90,465,769 | 5 | October 1, 2021 |
| October 2026 | $96,931,456 | 4 | May 1, 2026 |

Regulatory assets under management: $90,465,769 in the October 2021 data and $96,931,456 in the October 2026 data, up 7%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shepherd Wealth & Retirement LLC (CRD 305645): Form ADV filing data as of October 2026.