# Shepherd Advisor

> Shepherd Advisor is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 328734
- Filed as: SHEPHERD ADVISOR
- Legal name: Shepherd Advisor LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328734
- AdvisorCensus page: https://advisorcensus.com/firm/shepherd-advisor-328734

## Quick answers

**How is Shepherd Advisor compensated?**
On its Form ADV (Item 5.E, October 2026), Shepherd Advisor reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Shepherd Advisor registered with the SEC or a state?**
Shepherd Advisor is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 328734.

**How much does Shepherd Advisor manage?**
Shepherd Advisor reports $6,850,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (11% discretionary).

**What types of clients does Shepherd Advisor serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Does Shepherd Advisor report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328734

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,850,000
- Discretionary: $775,000
- Non-discretionary: $6,075,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $775,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $6,075,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- shepherdadvisor.com
- LinkedIn @shepherdadvisor-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shepherd Advisor (CRD 328734): Form ADV filing data as of October 2026.