# Shenkman Capital Management, Inc.

> Shenkman Capital Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1985, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 112192
- Filed as: SHENKMAN CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112192
- AdvisorCensus page: https://advisorcensus.com/firm/shenkman-capital-management-inc-new-york-ny-112192

## Quick answers

**How is Shenkman Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Shenkman Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Shenkman Capital Management, Inc. located?**
Shenkman Capital Management, Inc.'s principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Shenkman Capital Management, Inc. registered with the SEC or a state?**
Shenkman Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 112192.

**How much does Shenkman Capital Management, Inc. manage?**
Shenkman Capital Management, Inc. reports $36,544,289,129 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**How have Shenkman Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Shenkman Capital Management, Inc.: Regulatory assets under management: $27,531,396,688 in the October 2021 data and $36,544,289,129 in the October 2026 data, up 33%. Total employees: 129 in October 2021 and 149 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shenkman Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (45); insurance companies (43); pension and profit sharing plans (but not the plan participants or government pension plans) (23).

**Which custodians does Shenkman Capital Management, Inc. use?**
Shenkman Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC, State Street Bank and Trust Company and The Bank of NY Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Shenkman Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112192

**What changed in Shenkman Capital Management, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 50 to 51.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC
- State Street Bank and Trust Company
- The Bank of NY Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $36,544,289,129
- Discretionary: $36,544,289,129
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 2 | $42,446,720 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 2 | $2,812,541,894 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 45 | $11,389,478,166 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 23 | $2,359,688,347 |
| Charitable organizations | 16 | $929,400,456 |
| State or municipal government entities (including government pension plans) | 18 | $7,216,685,928 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | 43 | $7,205,992,422 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 10 | $4,588,055,196 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1985 (41 years)
- Employees: 149 total, 51 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, CT, FL, LA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Boca Raton, FL
- London
- Stamford, CT

### Websites listed on Form ADV (Item 1.I)
- shenkmancapital.com
- LinkedIn @shenkman-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $27,531,396,688 | 129 | September 28, 2021 |
| October 2022 | $25,066,976,838 | 140 | September 28, 2022 |
| October 2023 | $26,714,031,831 | 136 | September 28, 2023 |
| October 2024 | $30,803,664,921 | 142 | September 26, 2024 |
| October 2025 | $30,803,664,921 | 142 | September 26, 2024 |
| October 2026 | $36,544,289,129 | 149 | September 25, 2026 |

Regulatory assets under management: $27,531,396,688 in the October 2021 data and $36,544,289,129 in the October 2026 data, up 33%.
Total employees: 129 in October 2021 and 149 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 50 to 51.

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in MA, PA.

### December 2025
- Employees performing advisory functions went from 47 to 50.
- Regulatory assets under management went from $30,803,664,921 to $35,081,848,210 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shenkman Capital Management, Inc. (CRD 112192): Form ADV filing data as of October 2026.