# Shenandoah Financial

> Shenandoah Financial is a state-registered investment advisory firm, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated September 28, 2023.

- CRD: 287751
- Filed as: SHENANDOAH FINANCIAL
- Legal name: Case, Diane
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in West Virginia
- Filing period: October 2026
- Form ADV filing dated: September 28, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/287751
- AdvisorCensus page: https://advisorcensus.com/firm/shenandoah-financial-287751

## Quick answers

**How is Shenandoah Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Shenandoah Financial reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Shenandoah Financial registered with the SEC or a state?**
Shenandoah Financial is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 287751.

**Does Shenandoah Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/287751

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- shenandoahfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shenandoah Financial (CRD 287751): Form ADV filing data as of October 2026.