# Shelter Wealth Strategies, LLC

> Shelter Wealth Strategies, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 170655
- Filed as: SHELTER WEALTH STRATEGIES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170655
- AdvisorCensus page: https://advisorcensus.com/firm/shelter-wealth-strategies-llc-houston-tx-170655

## Quick answers

**How is Shelter Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Shelter Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Shelter Wealth Strategies, LLC located?**
Shelter Wealth Strategies, LLC's principal office is in Houston, TX, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Shelter Wealth Strategies, LLC registered with the SEC or a state?**
Shelter Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 170655.

**How much does Shelter Wealth Strategies, LLC manage?**
Shelter Wealth Strategies, LLC reports $144,141,193 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary).

**What types of clients does Shelter Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); individuals (other than high net worth individuals) (9); corporations or other businesses not listed above (2).

**Which custodians does Shelter Wealth Strategies, LLC use?**
Shelter Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Shelter Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170655

**Does Shelter Wealth Strategies, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "We generally require a minimum relationship size of at least $250,000 in connection with our investment advisory services, but we may waive this minimum in our discretion."

**What changed in Shelter Wealth Strategies, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in AL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> We generally require a minimum relationship size of at least $250,000 in connection with our investment advisory services, but we may waive this minimum in our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,141,193
- Discretionary: $144,141,193
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $1,600,000 |
| High net worth individuals | 27 | $140,141,193 |
| Corporations or other businesses not listed above | 2 | $2,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, DE, IL, IN, LA, MD, MI, MN, NE, NY, OH, OR, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Houston, TX
- Newport Beach, CA

### Websites listed on Form ADV (Item 1.I)
- [shelterwealth.com](https://shelterwealth.com)
- LinkedIn @shelterwealthstrategies

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in AL.

### April 2026
- Newly registered with the SEC.
- Added an office in Houston, TX.
- Added an office in Newport Beach, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shelter Wealth Strategies, LLC (CRD 170655): Form ADV filing data as of October 2026.