# Shearman, Ralston Inc.

> Shearman, Ralston Inc. is a state-registered investment advisory firm in Greenwich, CT, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 7320
- Filed as: SHEARMAN, RALSTON INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/7320
- AdvisorCensus page: https://advisorcensus.com/firm/shearman-ralston-inc-greenwich-ct-7320

## Quick answers

**How is Shearman, Ralston Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Shearman, Ralston Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Shearman, Ralston Inc. located?**
Shearman, Ralston Inc.'s principal office is in Greenwich, CT, according to its Form ADV.

**Is Shearman, Ralston Inc. registered with the SEC or a state?**
Shearman, Ralston Inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 7320.

**How much does Shearman, Ralston Inc. manage?**
Shearman, Ralston Inc. reports $97,678,492 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (25% discretionary).

**What types of clients does Shearman, Ralston Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (5).

**Does Shearman, Ralston Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/7320

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $97,678,492
- Discretionary: $24,221,364
- Non-discretionary: $73,457,128

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $4,481,202 |
| High net worth individuals | 15 | $93,197,290 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, GA, LA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- shearmanralston.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shearman, Ralston Inc. (CRD 7320): Form ADV filing data as of October 2026.