# Shea Financial Advisors

> Shea Financial Advisors is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 125606
- Filed as: SHEA FINANCIAL ADVISORS
- Legal name: Shea, Brian Michael
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125606
- AdvisorCensus page: https://advisorcensus.com/firm/shea-financial-advisors-125606

## Quick answers

**How is Shea Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Shea Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Shea Financial Advisors charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Flat fee: $2,000 to $80,000 a year (Financial Services Agreement Fee); Hourly rate: $250 to $500 an hour (custom project requests); Flat fee: $2,500 (Financial Review). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Shea Financial Advisors registered with the SEC or a state?**
Shea Financial Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 125606.

**How much does Shea Financial Advisors manage?**
Shea Financial Advisors reports $118,601,474 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Shea Financial Advisors' assets and staff changed since 2025?**
In the Form ADV data for Shea Financial Advisors: Regulatory assets under management: $116,521,879 in the October 2025 data and $118,601,474 in the October 2026 data, up 2%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shea Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44); high net worth individuals (33).

**Which custodians does Shea Financial Advisors use?**
Shea Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Shea Financial Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125606

**Does Shea Financial Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "As such, we maintain no minimum net worth or asset requirements."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: None

> As such, we maintain no minimum net worth or asset requirements.

- Flat fee: $2,000 to $80,000 a year (Financial Services Agreement Fee)

> Annual Fee - $2,000 - $80,000 In a Financial Services Agreement, SFA charges a fixed annual fee payable in quarterly installments

- Hourly rate: $250 to $500 an hour (custom project requests)

> Services under the Project Retainer are typically provided on a flat-fee basis. SFA may negotiate an hourly fee of $250 - $500 per hour for custom project requests.

- Flat fee: $2,500 (Financial Review)

> The cost for a Financial Review is a flat fee of $2,500 with one-half due at the time of engagement and the balance due at the beginning of the Financial Review appointment.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $118,601,474
- Discretionary: $118,601,474
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $16,656,395 |
| High net worth individuals | 33 | $101,945,079 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $116,521,879 | 2 | May 14, 2025 |
| October 2026 | $118,601,474 | 2 | March 23, 2026 |

Regulatory assets under management: $116,521,879 in the October 2025 data and $118,601,474 in the October 2026 data, up 2%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shea Financial Advisors (CRD 125606): Form ADV filing data as of October 2026.