# Sharpe Advisors, LLC

> Sharpe Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 17, 2026.

- CRD: 338664
- Filed as: SHARPE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338664
- AdvisorCensus page: https://advisorcensus.com/firm/sharpe-advisors-llc-new-york-ny-338664

## Quick answers

**How is Sharpe Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sharpe Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Sharpe Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated May 19, 2026 states: Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sharpe Advisors, LLC located?**
Sharpe Advisors, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Sharpe Advisors, LLC registered with the SEC or a state?**
Sharpe Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 338664.

**How much does Sharpe Advisors, LLC manage?**
Sharpe Advisors, LLC reports $1,230,400,000 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (0% discretionary).

**Does Sharpe Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338664

**What changed in Sharpe Advisors, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $0 to $1,230,400,000. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 19, 2026)

- Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it)

> For clients who do not meet the definition of “qualified purchaser” as defined in section 2(a)(51)(A) of the Investment Company Act of 1940, the fee will typically range from 0.30% to 1.00% per annum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,230,400,000
- Discretionary: $0
- Non-discretionary: $1,230,400,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $1,230,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $0 to $1,230,400,000.
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sharpe Advisors, LLC (CRD 338664): Form ADV filing data as of October 2026.