# Sharebuilder 401K

> Sharebuilder 401K is an SEC-registered investment advisory firm in Seattle, WA, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated June 8, 2026.

- CRD: 300537
- Filed as: SHAREBUILDER 401K
- Legal name: Sharebuilder Advisors, LLC
- Also doing business as: SHAREBUILDER 401K
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300537
- AdvisorCensus page: https://advisorcensus.com/firm/sharebuilder-401k-seattle-wa-300537

## Quick answers

**How is Sharebuilder 401K compensated?**
On its Form ADV (Item 5.E, October 2026), Sharebuilder 401K reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Sharebuilder 401K located?**
Sharebuilder 401K's principal office is in Seattle, WA, according to its Form ADV.

**Is Sharebuilder 401K registered with the SEC or a state?**
Sharebuilder 401K is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 300537.

**How have Sharebuilder 401K's assets and staff changed since 2021?**
In the Form ADV data for Sharebuilder 401K: Total employees: 30 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sharebuilder 401K serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (5,500).

**Does Sharebuilder 401K report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300537

**What changed in Sharebuilder 401K's recent Form ADV filings?**
In the July 2026 filing data: Added the business name Sharebuilder 401K. Employees performing advisory functions went from 5 to 4. Registered or notice-filed in PR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5,500 | Not reported |

### Advisory services (Item 5.G)
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 35 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sharebuilder401k.com
- sharebuilderadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 30 | May 11, 2021 |
| October 2022 | Not reported | 30 | September 19, 2022 |
| October 2023 | Not reported | 30 | June 13, 2023 |
| October 2024 | Not reported | 36 | May 20, 2024 |
| October 2025 | Not reported | 36 | June 25, 2025 |
| October 2026 | Not reported | 35 | June 8, 2026 |

Total employees: 30 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added the business name Sharebuilder 401K.
- Employees performing advisory functions went from 5 to 4.
- Registered or notice-filed in PR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sharebuilder 401K (CRD 300537): Form ADV filing data as of October 2026.