# Shaller Associates

> Shaller Associates is a state-registered investment advisory firm in Boulder, CO, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 128543
- Filed as: SHALLER ASSOCIATES
- Legal name: Shaller, Douglas Ruboy
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Boulder, CO
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128543
- AdvisorCensus page: https://advisorcensus.com/firm/shaller-associates-boulder-co-128543

## Quick answers

**How is Shaller Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Shaller Associates reports these compensation arrangements: a percentage of assets under its management.

**Where is Shaller Associates located?**
Shaller Associates' principal office is in Boulder, CO, according to its Form ADV.

**Is Shaller Associates registered with the SEC or a state?**
Shaller Associates is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 128543.

**How much does Shaller Associates manage?**
Shaller Associates reports $19,356,080 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (0% discretionary).

**Does Shaller Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128543

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $19,356,080
- Discretionary: $0
- Non-discretionary: $19,356,080

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other | Fewer than 5 | $19,356,080 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shaller Associates (CRD 128543): Form ADV filing data as of October 2026.