# Shadowridge Asset Management, LLC

> Shadowridge Asset Management, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 162066
- Filed as: SHADOWRIDGE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162066
- AdvisorCensus page: https://advisorcensus.com/firm/shadowridge-asset-management-llc-austin-tx-162066

## Quick answers

**How is Shadowridge Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Shadowridge Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Shadowridge Asset Management, LLC located?**
Shadowridge Asset Management, LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Shadowridge Asset Management, LLC registered with the SEC or a state?**
Shadowridge Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 162066.

**How much does Shadowridge Asset Management, LLC manage?**
Shadowridge Asset Management, LLC reports $126,695,977 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Shadowridge Asset Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Shadowridge Asset Management, LLC: Regulatory assets under management: $118,695,558 in the October 2025 data and $126,695,977 in the October 2026 data, up 7%. Total employees: 9 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shadowridge Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (561); high net worth individuals (53).

**Which custodians does Shadowridge Asset Management, LLC use?**
Shadowridge Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Shadowridge Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162066

**Does Shadowridge Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "Shadowridge does not have a minimum account size."

**What changed in Shadowridge Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 7. Registered or notice-filed in NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: None

> Shadowridge does not have a minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $126,695,977
- Discretionary: $126,695,977
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 561 | $81,881,742 |
| High net worth individuals | 53 | $44,366,362 |
| Corporations or other businesses not listed above | Fewer than 5 | $447,873 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NC, OH, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- shadowridgeinvest.com
- Facebook @heather.hohmanjohnson
- Facebook @hepburncapitalmgmt
- Facebook @shadowridgeasset
- LinkedIn @shadowridge-asset-management
- LinkedIn @dfeatherston
- LinkedIn @heather-johnson-886a34288
- LinkedIn @lauraredfern
- LinkedIn @plebkuecher
- LinkedIn @ryanredfern
- LinkedIn @will-hepburn-8b876013
- X @ryanredferncmt
- YouTube @shadowridge_asset

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $118,695,558 | 9 | May 30, 2025 |
| October 2026 | $126,695,977 | 9 | March 19, 2026 |

Regulatory assets under management: $118,695,558 in the October 2025 data and $126,695,977 in the October 2026 data, up 7%.
Total employees: 9 in October 2025 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Registered or notice-filed in NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shadowridge Asset Management, LLC (CRD 162066): Form ADV filing data as of October 2026.