{
  "crd_number": 322928,
  "slug": "sg-trading-solutions-llc-bountiful-ut-322928",
  "primary_business_name": "SG TRADING SOLUTIONS, LLC",
  "legal_name": "SG TRADING SOLUTIONS, LLC",
  "dbas": [],
  "city": "Bountiful",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "36260",
  "metro": {
    "cbsa_code": "36260",
    "common_name": "Ogden",
    "msa_name": "Ogden, UT",
    "path": "/advisors/ut/ogden"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-08-30",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-05-15",
  "carried_forward": false,
  "raum_total": 911716174.0,
  "raum_discretionary": 911716174.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 911716174.0,
      "count": 6
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "UT"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322928",
  "city_as_filed": "BOUNTIFUL",
  "url": "https://advisorcensus.com/firm/sg-trading-solutions-llc-bountiful-ut-322928",
  "display_name": "SG Trading Solutions, LLC",
  "summary": "SG Trading Solutions, LLC is an SEC-registered investment advisory firm in Bountiful, UT, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 15, 2026.",
  "citation": "AdvisorCensus. SG Trading Solutions, LLC (CRD 322928): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is SG Trading Solutions, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), SG Trading Solutions, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is SG Trading Solutions, LLC located?",
      "a": "SG Trading Solutions, LLC's principal office is in Bountiful, UT, according to its Form ADV."
    },
    {
      "q": "Is SG Trading Solutions, LLC registered with the SEC or a state?",
      "a": "SG Trading Solutions, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322928."
    },
    {
      "q": "How much does SG Trading Solutions, LLC manage?",
      "a": "SG Trading Solutions, LLC reports $911,716,174 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (100% discretionary)."
    },
    {
      "q": "How have SG Trading Solutions, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for SG Trading Solutions, LLC: Regulatory assets under management: $100,000,000 in the October 2022 data and $911,716,174 in the October 2026 data, up 812%. Total employees: 5 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does SG Trading Solutions, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (6)."
    },
    {
      "q": "Does SG Trading Solutions, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322928"
    },
    {
      "q": "What changed in SG Trading Solutions, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $535,196,409 to $911,716,174 (+70%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 100000000.0,
      "total_employees": 5,
      "filing_date": "2022-08-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 100000000.0,
      "total_employees": 5,
      "filing_date": "2023-08-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 207777185.0,
      "total_employees": 5,
      "filing_date": "2024-09-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 535196409.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 911716174.0,
      "total_employees": 5,
      "filing_date": "2026-05-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $535,196,409 to $911,716,174 (+70%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sg-trading-solutions-llc-bountiful-ut-322928.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 911716174.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322928",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
