# SG Financial

> SG Financial is a state-registered investment advisory firm in Henderson, NV, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 8, 2026.

- CRD: 334710
- Filed as: SG FINANCIAL
- Legal name: SG Retirement Planning LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Henderson, NV
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334710
- AdvisorCensus page: https://advisorcensus.com/firm/sg-financial-henderson-nv-334710

## Quick answers

**How is SG Financial compensated?**
On its Form ADV (Item 5.E, October 2026), SG Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is SG Financial located?**
SG Financial's principal office is in Henderson, NV, according to its Form ADV.

**Is SG Financial registered with the SEC or a state?**
SG Financial is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334710.

**How much does SG Financial manage?**
SG Financial reports $18,088,252 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (100% discretionary).

**What types of clients does SG Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); corporations or other businesses not listed above (2).

**Does SG Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334710

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $18,088,252
- Discretionary: $18,088,252
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $18,088,252 |
| Corporations or other businesses not listed above | 2 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sgfinancialandinsurance.com
- Facebook facebook.com
- LinkedIn @sg-financialllc
- YouTube @SGRetire

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SG Financial (CRD 334710): Form ADV filing data as of October 2026.