# SFI Advisors, LLC

> SFI Advisors, LLC is an SEC-registered investment advisory firm in Montclair, NJ, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 287929
- Filed as: SFI ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Montclair, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287929
- AdvisorCensus page: https://advisorcensus.com/firm/sfi-advisors-llc-montclair-nj-287929

## Quick answers

**How is SFI Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), SFI Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is SFI Advisors, LLC located?**
SFI Advisors, LLC's principal office is in Montclair, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is SFI Advisors, LLC registered with the SEC or a state?**
SFI Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287929.

**How much does SFI Advisors, LLC manage?**
SFI Advisors, LLC reports $176,000,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have SFI Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for SFI Advisors, LLC: Regulatory assets under management: $220,000,000 in the October 2021 data and $176,000,000 in the October 2026 data, down 20%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does SFI Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (272); high net worth individuals (32).

**Which custodians does SFI Advisors, LLC use?**
SFI Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does SFI Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287929

**Does SFI Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "In general, we require a $25,000 minimum dollar amount to open and maintain an advisory account."

**What changed in SFI Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Added an office in Buford, GA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $25,000

> In general, we require a $25,000 minimum dollar amount to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $176,000,000
- Discretionary: $176,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 272 | $82,000,000 |
| High net worth individuals | 32 | $94,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 12 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, GA, IL, LA, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Buford, GA

### Websites listed on Form ADV (Item 1.I)
- sfiadvisors.com
- Facebook @SFIAdvisors
- LinkedIn @sfiadvisors
- X @johnsampers11

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $220,000,000 | 10 | May 5, 2021 |
| October 2022 | $220,200,000 | 13 | March 21, 2022 |
| October 2023 | $196,960,000 | 10 | March 6, 2023 |
| October 2024 | $239,000,000 | 10 | March 16, 2024 |
| October 2025 | $173,000,000 | 12 | March 19, 2025 |
| October 2026 | $176,000,000 | 12 | March 30, 2026 |

Regulatory assets under management: $220,000,000 in the October 2021 data and $176,000,000 in the October 2026 data, down 20%.
Total employees: 10 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added an office in Buford, GA.

### March 2026
- No longer lists an office in Buford, GA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SFI Advisors, LLC (CRD 287929): Form ADV filing data as of October 2026.