# Sewickley Financial LLC

> Sewickley Financial LLC is a state-registered investment advisory firm in Sewickley, PA, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 172459
- Filed as: SEWICKLEY FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sewickley, PA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/172459
- AdvisorCensus page: https://advisorcensus.com/firm/sewickley-financial-llc-sewickley-pa-172459

## Quick answers

**How is Sewickley Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sewickley Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Sewickley Financial LLC located?**
Sewickley Financial LLC's principal office is in Sewickley, PA, according to its Form ADV.

**Is Sewickley Financial LLC registered with the SEC or a state?**
Sewickley Financial LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 172459.

**How much does Sewickley Financial LLC manage?**
Sewickley Financial LLC reports $12,912,852 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does Sewickley Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (8); individuals (other than high net worth individuals) (7).

**Does Sewickley Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/172459

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $12,912,852
- Discretionary: $12,912,852
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,432,347 |
| High net worth individuals | 8 | $11,480,505 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sewickleyfinancial.com
- LinkedIn @sewickleyfinancialericcarlson
- X @SewickleyFin

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sewickley Financial LLC (CRD 172459): Form ADV filing data as of October 2026.