# Severin Investments LLC

> Severin Investments LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 166567
- Filed as: SEVERIN INVESTMENTS LLC
- Also doing business as: ECC FINANCIAL, SEVERIN ASSET MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166567
- AdvisorCensus page: https://advisorcensus.com/firm/severin-investments-llc-st-louis-mo-166567

## Quick answers

**How is Severin Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Severin Investments LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Severin Investments LLC located?**
Severin Investments LLC's principal office is in St. Louis, MO, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Severin Investments LLC registered with the SEC or a state?**
Severin Investments LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 166567.

**How much does Severin Investments LLC manage?**
Severin Investments LLC reports $141,853,000 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (88% discretionary).

**How have Severin Investments LLC's assets and staff changed since 2021?**
In the Form ADV data for Severin Investments LLC: Regulatory assets under management: $112,412,356 in the October 2021 data and $141,853,000 in the October 2026 data, up 26%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Severin Investments LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (181); high net worth individuals (52); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Severin Investments LLC use?**
Severin Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Severin Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166567

**What changed in Severin Investments LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $127,648,000 to $141,853,000 (+11%). Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Minimum annual fee: $1,500

> Adviser imposes a minimum annual fee of $1,500 per household unless otherwise negotiated.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $141,853,000
- Discretionary: $125,496,000
- Non-discretionary: $16,357,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 181 | $56,127,000 |
| High net worth individuals | 52 | $83,600,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,500,000 |
| Other investment advisers | 1 | $626,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, CA, FL, ID, IL, MO, NE, NH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Clearwater, FL

### Websites listed on Form ADV (Item 1.I)
- severinassetmanagement.com
- severininvestments.com
- Facebook @SEVERININVESTMENTS
- LinkedIn @3655213
- YouTube @severininvestmentsllc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $112,412,356 | 5 | September 24, 2021 |
| October 2022 | $109,548,334 | 6 | March 18, 2022 |
| October 2023 | $95,389,000 | 6 | October 2, 2023 |
| October 2024 | $112,690,000 | 8 | March 1, 2024 |
| October 2025 | $127,648,000 | 8 | March 11, 2025 |
| October 2026 | $141,853,000 | 8 | March 12, 2026 |

Regulatory assets under management: $112,412,356 in the October 2021 data and $141,853,000 in the October 2026 data, up 26%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $127,648,000 to $141,853,000 (+11%).
- Registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Severin Investments LLC (CRD 166567): Form ADV filing data as of October 2026.