{ "crd_number": 338305, "slug": "seven-hills-capital-corp-toronto-ontario-338305", "primary_business_name": "SEVEN HILLS CAPITAL CORP.", "legal_name": "SEVEN HILLS CAPITAL CORP.", "dbas": [], "city": "Toronto, Ontario", "state": null, "country": "Canada", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-11-13", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-24", "carried_forward": false, "raum_total": 83789532.0, "raum_discretionary": 83789532.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 83789532.0, "count": 238 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://ca.linkedin.com/company/seven-hills-capital-corp", "https://sevenhillscapital.ca" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338305", "city_as_filed": "TORONTO, ONTARIO", "url": "https://advisorcensus.com/firm/seven-hills-capital-corp-toronto-ontario-338305", "display_name": "Seven Hills Capital Corp.", "summary": "Seven Hills Capital Corp. is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.", "citation": "AdvisorCensus. Seven Hills Capital Corp. (CRD 338305): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Seven Hills Capital Corp. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Seven Hills Capital Corp. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Seven Hills Capital Corp. charge?", "a": "Its Form ADV Part 2A brochure dated May 8, 2026 states: Up to $500,000: 1.5% a year; $500,001 to $3,000,000: 1.25% a year; $3,000,001 to $10,000,000: 1% a year; Above $10,000,001: 0.9% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Seven Hills Capital Corp. located?", "a": "Seven Hills Capital Corp.'s principal office is in Toronto, Ontario, Canada, according to its Form ADV." }, { "q": "Is Seven Hills Capital Corp. registered with the SEC or a state?", "a": "Seven Hills Capital Corp. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338305." }, { "q": "How much does Seven Hills Capital Corp. manage?", "a": "Seven Hills Capital Corp. reports $83,789,532 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary)." }, { "q": "What types of clients does Seven Hills Capital Corp. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (238)." }, { "q": "Which custodians does Seven Hills Capital Corp. use?", "a": "Seven Hills Capital Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Bank Independent Network as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Seven Hills Capital Corp. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338305" }, { "q": "Does Seven Hills Capital Corp. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated May 8, 2026 says: \"There is no account minimum for any of SHCC’s services.\"" }, { "q": "What changed in Seven Hills Capital Corp.'s recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $0 to $83,789,532." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Newly registered with the SEC." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated May 8, 2026", "provided_by_the_firm": false, "tiers": [ { "band": "Up to $500,000", "rate": "1.5%" }, { "band": "$500,001 to $3,000,000", "rate": "1.25%" }, { "band": "$3,000,001 to $10,000,000", "rate": "1%" }, { "band": "Above $10,000,001", "rate": "0.9%" } ], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Fee schedule", "statements": [ "Up to $500,000: 1.5% a year", "$500,001 to $3,000,000: 1.25% a year", "$3,000,001 to $10,000,000: 1% a year", "Above $10,000,001: 0.9% a year" ], "quotes": [ "$0 - $500,000 1.50% $500,001 - $3,000,000 1.25% $3,000,001 - $10,000,000 1.00% $10,000,001 - AND UP 0.90%", "These fees are generally negotiable and the final fee schedule will be memorialized in the client’s advisory agreement." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There is no account minimum for any of SHCC’s services." ] } ], "values": { "tiers": [ { "min": 0.0, "max": 500000.0, "rate_pct": 1.5 }, { "min": 500001.0, "max": 3000000.0, "rate_pct": 1.25 }, { "min": 3000001.0, "max": 10000000.0, "rate_pct": 1.0 }, { "min": 10000001.0, "max": null, "rate_pct": 0.9 } ], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "$0 - $500,000 1.50% $500,001 - $3,000,000 1.25% $3,000,001 - $10,000,000 1.00% $10,000,001 - AND UP 0.90%", "These fees are generally negotiable and the final fee schedule will be memorialized in the client’s advisory agreement.", "There is no account minimum for any of SHCC’s services." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "National Bank Independent Network", "name_as_filed": "NATIONAL BANK INDEPENDENT NETWORK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/seven-hills-capital-corp-toronto-ontario-338305.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 238, "fewer_than_5": false, "raum": 83789532.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338305", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }