{ "crd_number": 158722, "slug": "seven-bridges-advisors-llc-new-york-ny-158722", "primary_business_name": "SEVEN BRIDGES ADVISORS LLC", "legal_name": "SEVEN BRIDGES ADVISORS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-09-21", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-06-23", "carried_forward": false, "raum_total": 4610546213.0, "raum_discretionary": 2076870010.0, "raum_non_discretionary": 2533676203.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 23, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 173812450.0, "count": 10 }, "pension_profit_sharing": { "raum": 17969222.0, "count": 1 }, "other_investment_advisers": { "raum": 887210886.0, "count": 14 }, "high_net_worth_individuals": { "raum": 2502047413.0, "count": 128 }, "pooled_investment_vehicles": { "raum": 1029506242.0, "count": 18 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "CT", "FL", "NH", "NY" ], "websites": [ "https://sevenbridgesadvisors.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158722", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/seven-bridges-advisors-llc-new-york-ny-158722", "display_name": "Seven Bridges Advisors LLC", "summary": "Seven Bridges Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 23, 2026.", "citation": "AdvisorCensus. Seven Bridges Advisors LLC (CRD 158722): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Seven Bridges Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Seven Bridges Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Seven Bridges Advisors LLC located?", "a": "Seven Bridges Advisors LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Seven Bridges Advisors LLC registered with the SEC or a state?", "a": "Seven Bridges Advisors LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158722." }, { "q": "How much does Seven Bridges Advisors LLC manage?", "a": "Seven Bridges Advisors LLC reports $4,610,546,213 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (45% discretionary)." }, { "q": "How have Seven Bridges Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Seven Bridges Advisors LLC: Regulatory assets under management: $6,406,857,682 in the October 2021 data and $4,610,546,213 in the October 2026 data, down 28%. Total employees: 25 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Seven Bridges Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (128); pooled investment vehicles (other than investment companies and business development companies) (18); other investment advisers (14)." }, { "q": "Does Seven Bridges Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158722" }, { "q": "What changed in Seven Bridges Advisors LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 6406857682.0, "total_employees": 25, "filing_date": "2021-03-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6571760511.0, "total_employees": 27, "filing_date": "2022-09-07" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4769794457.0, "total_employees": 25, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4615639992.0, "total_employees": 23, "filing_date": "2024-06-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4612312347.0, "total_employees": 23, "filing_date": "2025-07-10" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4610546213.0, "total_employees": 23, "filing_date": "2026-06-23" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Registered or notice-filed in CA, CO, CT, FL, NH." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/seven-bridges-advisors-llc-new-york-ny-158722.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 128, "fewer_than_5": false, "raum": 2502047413.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 18, "fewer_than_5": false, "raum": 1029506242.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": false, "raum": 17969222.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 10, "fewer_than_5": false, "raum": 173812450.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 14, "fewer_than_5": false, "raum": 887210886.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158722", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }