# Settanni Financial LLC

> Settanni Financial LLC is an SEC-registered investment advisory firm in Armonk, NY, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 298989
- Filed as: SETTANNI FINANCIAL LLC
- Legal name: Sutton Place Investors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Armonk, NY
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298989
- AdvisorCensus page: https://advisorcensus.com/firm/settanni-financial-llc-armonk-ny-298989

## Quick answers

**How is Settanni Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Settanni Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Settanni Financial LLC located?**
Settanni Financial LLC's principal office is in Armonk, NY, according to its Form ADV.

**Is Settanni Financial LLC registered with the SEC or a state?**
Settanni Financial LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298989.

**How much does Settanni Financial LLC manage?**
Settanni Financial LLC reports $397,030,322 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (90% discretionary).

**How have Settanni Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for Settanni Financial LLC: Regulatory assets under management: $180,556,764 in the October 2021 data and $397,030,322 in the October 2026 data, up 120%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Settanni Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105); high net worth individuals (50); corporations or other businesses not listed above (5).

**Which custodians does Settanni Financial LLC use?**
Settanni Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Settanni Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298989

**Does Settanni Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 21, 2026 says: "Settanni Financial has a minimum relationship size of $1,000,000. This minimum can be waived at the sole discretion of Settanni Financial."

**What changed in Settanni Financial LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $336,786,863 to $397,030,322 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 21, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Settanni Financial has a minimum relationship size of $1,000,000. This minimum can be waived at the sole discretion of Settanni Financial.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $397,030,322
- Discretionary: $356,550,000
- Non-discretionary: $40,480,322

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 105 | $49,503,985 |
| High net worth individuals | 50 | $286,149,118 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,173,958 |
| Charitable organizations | Fewer than 5 | $30,261,530 |
| Corporations or other businesses not listed above | 5 | $26,941,731 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (7 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- settannifinancial.com
- settannifinancial.com/blog
- Facebook @settannifinancial
- Instagram @settannifinancial
- LinkedIn @settannifinancial
- X @nywealthmanager

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $180,556,764 | 3 | March 27, 2021 |
| October 2022 | $194,470,447 | 3 | June 2, 2022 |
| October 2023 | $200,565,307 | 4 | August 15, 2023 |
| October 2024 | $230,835,315 | 5 | April 12, 2024 |
| October 2025 | $336,786,863 | 5 | July 22, 2025 |
| October 2026 | $397,030,322 | 4 | September 8, 2026 |

Regulatory assets under management: $180,556,764 in the October 2021 data and $397,030,322 in the October 2026 data, up 120%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $336,786,863 to $397,030,322 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Settanni Financial LLC (CRD 298989): Form ADV filing data as of October 2026.