# Seros Wealth Partners

> Seros Wealth Partners is an SEC-registered investment advisory firm in Gilbert, AZ, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 166808
- Filed as: SEROS WEALTH PARTNERS
- Legal name: Seros Financial, LLC
- Also doing business as: SEROS WEALTH PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gilbert, AZ
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166808
- AdvisorCensus page: https://advisorcensus.com/firm/seros-wealth-partners-gilbert-az-166808

## Quick answers

**How is Seros Wealth Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Seros Wealth Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); performance-based fees.

**Where is Seros Wealth Partners located?**
Seros Wealth Partners' principal office is in Gilbert, AZ, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Seros Wealth Partners registered with the SEC or a state?**
Seros Wealth Partners is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 166808.

**How much does Seros Wealth Partners manage?**
Seros Wealth Partners reports $359,182,480 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).

**How have Seros Wealth Partners' assets and staff changed since 2021?**
In the Form ADV data for Seros Wealth Partners: Regulatory assets under management: $134,519,811 in the October 2021 data and $359,182,480 in the October 2026 data, up 167%. Total employees: 6 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seros Wealth Partners serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (320); high net worth individuals (121); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Which custodians does Seros Wealth Partners use?**
Seros Wealth Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Charles Schwab & Co., Inc. and Jackson National Life Distributors LLC as custodians holding 10% or more of its separately managed account assets.

**Does Seros Wealth Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166808

**Does Seros Wealth Partners state an account minimum?**
Its Form ADV Part 2A brochure dated June 5, 2026 says: "Seros generally requires a minimum account size of $500,000. Seros, in its sole discretion, may waive the required minimum."

**What changed in Seros Wealth Partners' recent Form ADV filings?**
In the October 2026 filing data: Added an office in Highlands Ranch, CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 5, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Seros generally requires a minimum account size of $500,000. Seros, in its sole discretion, may waive the required minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Charles Schwab & Co., Inc.
- Jackson National Life Distributors LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $359,182,480
- Discretionary: $359,182,480
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 320 | $123,302,149 |
| High net worth individuals | 121 | $217,828,754 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $15,320,769 |
| Charitable organizations | 2 | $709,233 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $2,021,575 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Highlands Ranch, CO

### Websites listed on Form ADV (Item 1.I)
- serosfinancial.com
- seroswealth.com
- Facebook @SEROSFINANCIAL
- LinkedIn @SEROS-FINANCIAL-LLC
- X @SEROS360

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $134,519,811 | 6 | June 25, 2021 |
| October 2022 | $166,752,002 | 6 | July 19, 2022 |
| October 2023 | $187,467,128 | 6 | April 5, 2023 |
| October 2024 | $260,841,497 | 5 | March 12, 2024 |
| October 2025 | $301,058,504 | 3 | July 9, 2025 |
| October 2026 | $359,182,480 | 10 | September 2, 2026 |

Regulatory assets under management: $134,519,811 in the October 2021 data and $359,182,480 in the October 2026 data, up 167%.
Total employees: 6 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Added an office in Highlands Ranch, CO.

### May 2026
- Added the business name Seros Wealth Partners.

### April 2026
- Employees performing advisory functions went from 3 to 7.
- Regulatory assets under management went from $301,058,504 to $359,182,480 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seros Wealth Partners (CRD 166808): Form ADV filing data as of October 2026.