{ "crd_number": 174288, "slug": "serone-capital-management-llp-london-174288", "primary_business_name": "SERONE CAPITAL MANAGEMENT LLP", "legal_name": "SERONE CAPITAL MANAGEMENT LLP", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-01-03", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 2731118174.0, "raum_discretionary": 2731118174.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 41, "advisory_employees": 19, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 385891492.0, "count": 7, "description": "SPECIAL PURPOSE VEHICLES" }, "charitable": { "raum": 271975371.0, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": 461845115.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 1611406196.0, "count": 7 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/serone-capital-management-llp", "https://serone.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174288", "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/serone-capital-management-llp-london-174288", "display_name": "Serone Capital Management LLP", "summary": "Serone Capital Management LLP is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Serone Capital Management LLP (CRD 174288): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Serone Capital Management LLP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Serone Capital Management LLP reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Serone Capital Management LLP located?", "a": "Serone Capital Management LLP's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is Serone Capital Management LLP registered with the SEC or a state?", "a": "Serone Capital Management LLP is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 174288." }, { "q": "How much does Serone Capital Management LLP manage?", "a": "Serone Capital Management LLP reports $2,731,118,174 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Serone Capital Management LLP's assets and staff changed since 2021?", "a": "In the Form ADV data for Serone Capital Management LLP: Regulatory assets under management: $825,330,000 in the October 2021 data and $2,731,118,174 in the October 2026 data, up 231%. Total employees: 21 in October 2021 and 41 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Serone Capital Management LLP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); other (7)." }, { "q": "Which custodians does Serone Capital Management LLP use?", "a": "Serone Capital Management LLP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon and Morgan Stanley & Co. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Serone Capital Management LLP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174288" }, { "q": "What changed in Serone Capital Management LLP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 15 to 19. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 825330000.0, "total_employees": 21, "filing_date": "2021-04-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1206380418.0, "total_employees": 25, "filing_date": "2022-02-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1488479716.0, "total_employees": 28, "filing_date": "2023-09-15" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2004116159.0, "total_employees": 31, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2779955228.0, "total_employees": 37, "filing_date": "2025-03-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2731118174.0, "total_employees": 41, "filing_date": "2026-03-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 15 to 19.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Bank of New York Mellon", "name_as_filed": "BANK OF NEW YORK MELLON", "affiliated": false }, { "name": "Morgan Stanley & Co.", "name_as_filed": "MORGAN STANLEY & CO.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/serone-capital-management-llp-london-174288.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 1611406196.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 271975371.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 461845115.0 }, { "type": "other", "label": "Other", "count": 7, "fewer_than_5": false, "raum": 385891492.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174288", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }