# Serenity Investment Advisors

> Serenity Investment Advisors is an SEC-registered investment advisory firm in Chicago, IL, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 307924
- Filed as: SERENITY INVESTMENT ADVISORS
- Legal name: Serenity Investment Advisors LLC
- Also doing business as: SERENITY WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307924
- AdvisorCensus page: https://advisorcensus.com/firm/serenity-investment-advisors-chicago-il-307924

## Quick answers

**How is Serenity Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Serenity Investment Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Serenity Investment Advisors located?**
Serenity Investment Advisors' principal office is in Chicago, IL, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Serenity Investment Advisors registered with the SEC or a state?**
Serenity Investment Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 307924.

**How much does Serenity Investment Advisors manage?**
Serenity Investment Advisors reports $513,621,644 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (50% discretionary).

**How have Serenity Investment Advisors' assets and staff changed since 2022?**
In the Form ADV data for Serenity Investment Advisors: Regulatory assets under management: $159,258,000 in the October 2022 data and $513,621,644 in the October 2026 data, up 223%. Total employees: 3 in October 2022 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Serenity Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (364); high net worth individuals (66); corporations or other businesses not listed above (3).

**Which custodians does Serenity Investment Advisors use?**
Serenity Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Principal Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Serenity Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307924

**Does Serenity Investment Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated February 27, 2026 says: "The Advisor does not have any minimum requirements for opening or maintaining an account."

**What changed in Serenity Investment Advisors' recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 4 to 5. Registered or notice-filed in GA, PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Account minimum: None

> The Advisor does not have any minimum requirements for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Principal Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $513,621,644
- Discretionary: $255,339,741
- Non-discretionary: $258,281,903

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 364 | $110,161,398 |
| High net worth individuals | 66 | $144,938,231 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $258,281,903 |
| Corporations or other businesses not listed above | 3 | $240,112 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IL, IN, LA, NC, NM, PA, SC, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Charolotte, NC
- Costa Mesa, CA
- Salem, WI

### Websites listed on Form ADV (Item 1.I)
- serenitywm.com
- serenitywmnc.com
- serenitywmoc.com
- serenitywmwi.com
- yelp.com/biz/serenity-wealth-management-deerfield

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $159,258,000 | 3 | June 16, 2022 |
| October 2023 | $234,722,952 | 4 | June 2, 2023 |
| October 2024 | $296,884,000 | 4 | August 30, 2024 |
| October 2025 | $375,958,274 | 6 | June 16, 2025 |
| October 2026 | $513,621,644 | 7 | May 22, 2026 |

Regulatory assets under management: $159,258,000 in the October 2022 data and $513,621,644 in the October 2026 data, up 223%.
Total employees: 3 in October 2022 and 7 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 4 to 5.
- Registered or notice-filed in GA, PA.

### March 2026
- Regulatory assets under management went from $375,958,274 to $513,621,644 (+37%).
- Employees performing advisory functions went from 5 to 4.
- Added an office in Costa Mesa, CA.

### December 2025
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Serenity Investment Advisors (CRD 307924): Form ADV filing data as of October 2026.