# Serenity Capital Advisors Inc.

> Serenity Capital Advisors Inc. is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 332396
- Filed as: SERENITY CAPITAL ADVISORS INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pittsford, NY
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332396
- AdvisorCensus page: https://advisorcensus.com/firm/serenity-capital-advisors-inc-pittsford-ny-332396

## Quick answers

**How is Serenity Capital Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Serenity Capital Advisors Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Serenity Capital Advisors Inc. located?**
Serenity Capital Advisors Inc.'s principal office is in Pittsford, NY, according to its Form ADV.

**Is Serenity Capital Advisors Inc. registered with the SEC or a state?**
Serenity Capital Advisors Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332396.

**How much does Serenity Capital Advisors Inc. manage?**
Serenity Capital Advisors Inc. reports $64,279,683 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Serenity Capital Advisors Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Serenity Capital Advisors Inc.: Regulatory assets under management: $0 in the October 2024 data and $64,279,683 in the October 2026 data. Total employees: 2 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Serenity Capital Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (19); charitable organizations (3).

**Which custodians does Serenity Capital Advisors Inc. use?**
Serenity Capital Advisors Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Serenity Capital Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332396

**What changed in Serenity Capital Advisors Inc.'s recent Form ADV filings?**
In the January 2026 filing data: Regulatory assets under management went from $0 to $63,158,000.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $64,279,683
- Discretionary: $64,279,683
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $4,923,000 |
| High net worth individuals | 26 | $58,781,683 |
| Charitable organizations | 3 | $575,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [serenitycapadvisors.com](https://serenitycapadvisors.com)
- Facebook facebook.com
- LinkedIn @serenitycapadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | July 15, 2024 |
| October 2026 | $64,279,683 | 4 | March 20, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $64,279,683 in the October 2026 data.
Total employees: 2 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Regulatory assets under management went from $0 to $63,158,000.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Serenity Capital Advisors Inc. (CRD 332396): Form ADV filing data as of October 2026.