{
  "crd_number": 170543,
  "slug": "sequoia-wealth-management-llc-barrington-il-170543",
  "primary_business_name": "SEQUOIA WEALTH MANAGEMENT, LLC",
  "legal_name": "SEQUOIA WEALTH MANAGEMENT, LLC",
  "dbas": [
    "ANDERSON INVESTMENT CONSULTING & SERVICES",
    "CPM FINANCIAL SERVICES",
    "DEB FINANCIAL",
    "IRONWOOD FAMILY WEALTH ADVISORS",
    "JMC WEALTH MANAGEMENT",
    "ODE FINANCIAL SERVICES",
    "PLANSMART FINANCIAL SERVICES",
    "REGENCY WEALTH MANAGEMENT",
    "SEQUOIA FINANCIAL PLANNING",
    "SEQUOIA WEALTH MANAGEMENT"
  ],
  "city": "Barrington",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-10-01",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-12",
  "carried_forward": false,
  "raum_total": 599623650.0,
  "raum_discretionary": 227334556.0,
  "raum_non_discretionary": 372289094.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 16,
  "advisory_employees": 16,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 418402495.0,
      "count": 1548
    },
    "high_net_worth_individuals": {
      "raum": 181221155.0,
      "count": 92
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "DE",
    "FL",
    "GA",
    "IA",
    "IL",
    "IN",
    "LA",
    "MA",
    "MI",
    "MN",
    "MO",
    "NC",
    "NJ",
    "NY",
    "OH",
    "PA",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://advantagefinancialsg.com",
    "https://cpmfinancialservices.com",
    "https://debfinancial.com",
    "https://facebook.com/JMC-Wealth-Management-Inc-538011652922206",
    "https://facebook.com/OdeFinancialServices?fref=ts",
    "https://facebook.com/Sequoia-Financial-Planning-116409313069095",
    "https://ironwoodfwa.com",
    "https://jmcwealth.com",
    "https://linkedin.com/company/ironwood-family-wealth-advisors-llc/about",
    "https://linkedin.com/company/jmc-wealth-management/about",
    "https://linkedin.com/company/sequoia-financial-planning?viewAsMember=true",
    "https://myregencywealth.com",
    "https://odefinancialservices.com",
    "https://plansmartfinancial.com",
    "https://sequoiafinancialplanning.com",
    "https://seqwm.com",
    "https://twitter.com/JMCWEALTHMGMT"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170543",
  "city_as_filed": "BARRINGTON",
  "url": "https://advisorcensus.com/firm/sequoia-wealth-management-llc-barrington-il-170543",
  "display_name": "Sequoia Wealth Management, LLC",
  "summary": "Sequoia Wealth Management, LLC is an SEC-registered investment advisory firm in Barrington, IL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.",
  "citation": "AdvisorCensus. Sequoia Wealth Management, LLC (CRD 170543): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Sequoia Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sequoia Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Sequoia Wealth Management, LLC located?",
      "a": "Sequoia Wealth Management, LLC's principal office is in Barrington, IL, according to its Form ADV; the April 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Sequoia Wealth Management, LLC registered with the SEC or a state?",
      "a": "Sequoia Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170543."
    },
    {
      "q": "How much does Sequoia Wealth Management, LLC manage?",
      "a": "Sequoia Wealth Management, LLC reports $599,623,650 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (38% discretionary)."
    },
    {
      "q": "How have Sequoia Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sequoia Wealth Management, LLC: Regulatory assets under management: $459,829,842 in the October 2021 data and $599,623,650 in the October 2026 data, up 30%. Total employees: 25 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sequoia Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,548); high net worth individuals (92)."
    },
    {
      "q": "Which custodians does Sequoia Wealth Management, LLC use?",
      "a": "Sequoia Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Brokerage, LLC and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sequoia Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170543"
    },
    {
      "q": "What changed in Sequoia Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $514,331,206 to $599,623,650 (+17%). No longer lists an office in Naperville, IL."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 459829842.0,
      "total_employees": 25,
      "filing_date": "2021-09-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 496096039.0,
      "total_employees": 22,
      "filing_date": "2022-04-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 438177764.0,
      "total_employees": 22,
      "filing_date": "2023-07-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 457188363.0,
      "total_employees": 20,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 514331206.0,
      "total_employees": 16,
      "filing_date": "2025-07-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 599623650.0,
      "total_employees": 16,
      "filing_date": "2026-03-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $514,331,206 to $599,623,650 (+17%).",
        "No longer lists an office in Naperville, IL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Assetmark Brokerage, LLC",
      "name_as_filed": "ASSETMARK BROKERAGE, LLC",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sequoia-wealth-management-llc-barrington-il-170543.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1548,
      "fewer_than_5": false,
      "raum": 418402495.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 92,
      "fewer_than_5": false,
      "raum": 181221155.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170543",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}