# Sequoia Planning & Investments LLC

> Sequoia Planning & Investments LLC is an SEC-registered investment advisory firm in La Conner, WA, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 15, 2026.

- CRD: 109519
- Filed as: SEQUOIA PLANNING & INVESTMENTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: La Conner, WA
- Filing period: October 2026
- Form ADV filing dated: March 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109519
- AdvisorCensus page: https://advisorcensus.com/firm/sequoia-planning-and-investments-llc-la-conner-wa-109519

## Quick answers

**How is Sequoia Planning & Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sequoia Planning & Investments LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Sequoia Planning & Investments LLC located?**
Sequoia Planning & Investments LLC's principal office is in La Conner, WA, according to its Form ADV.

**Is Sequoia Planning & Investments LLC registered with the SEC or a state?**
Sequoia Planning & Investments LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109519.

**How much does Sequoia Planning & Investments LLC manage?**
Sequoia Planning & Investments LLC reports $159,982,447 in regulatory assets under management in its Form ADV filing dated March 15, 2026 (0% discretionary).

**How have Sequoia Planning & Investments LLC's assets and staff changed since 2021?**
In the Form ADV data for Sequoia Planning & Investments LLC: Regulatory assets under management: $171,005,248 in the October 2021 data and $159,982,447 in the October 2026 data, down 6%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sequoia Planning & Investments LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); individuals (other than high net worth individuals) (10).

**Which custodians does Sequoia Planning & Investments LLC use?**
Sequoia Planning & Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sequoia Planning & Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109519

**What changed in Sequoia Planning & Investments LLC's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $159,982,447
- Discretionary: $0
- Non-discretionary: $159,982,447

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $3,564,156 |
| High net worth individuals | 20 | $156,418,291 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $171,005,248 | 2 | March 10, 2021 |
| October 2022 | $191,401,273 | 2 | March 18, 2022 |
| October 2023 | $161,532,455 | 2 | March 16, 2023 |
| October 2024 | $166,723,787 | 2 | March 27, 2024 |
| October 2025 | $162,105,605 | 2 | March 15, 2025 |
| October 2026 | $159,982,447 | 2 | March 15, 2026 |

Regulatory assets under management: $171,005,248 in the October 2021 data and $159,982,447 in the October 2026 data, down 6%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sequoia Planning & Investments LLC (CRD 109519): Form ADV filing data as of October 2026.