# Sequinox Wealth Management, LLC

> Sequinox Wealth Management, LLC is an SEC-registered investment advisory firm in Lancaster, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.

- CRD: 335246
- Filed as: SEQUINOX WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lancaster, PA
- Filing period: October 2026
- Form ADV filing dated: August 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335246
- AdvisorCensus page: https://advisorcensus.com/firm/sequinox-wealth-management-llc-lancaster-pa-335246

## Quick answers

**How is Sequinox Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sequinox Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Sequinox Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 11, 2026 states: Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states); Flat fee: $500 to $2,500 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sequinox Wealth Management, LLC located?**
Sequinox Wealth Management, LLC's principal office is in Lancaster, PA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Sequinox Wealth Management, LLC registered with the SEC or a state?**
Sequinox Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335246.

**How much does Sequinox Wealth Management, LLC manage?**
Sequinox Wealth Management, LLC reports $160,000,000 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary).

**How have Sequinox Wealth Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Sequinox Wealth Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $160,000,000 in the October 2026 data. Total employees: 7 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sequinox Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (727); high net worth individuals (30); charitable organizations (2).

**Which custodians does Sequinox Wealth Management, LLC use?**
Sequinox Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Sequinox Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335246

**Does Sequinox Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 11, 2026 says: "In general, we do not require a minimum dollar amount to open and maintain an advisory account."

**What changed in Sequinox Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 11, 2026)

- Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states)

> Our annual fee for portfolio management services ranges up to 1.45% of the market value of your assets under our management.

> Our annual portfolio management fee is billed and payable, monthly in arrears, based on the average daily balance.

- Account minimum: None

> In general, we do not require a minimum dollar amount to open and maintain an advisory account.

- Flat fee: $500 to $2,500 (financial planning services)

> Sequinox Wealth Management charges a fixed fee for financial planning services, which generally ranges between $500 and $2,500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,000,000
- Discretionary: $160,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 727 | $107,800,000 |
| High net worth individuals | 30 | $46,000,000 |
| Charitable organizations | 2 | $200,000 |
| Corporations or other businesses not listed above | 2 | $6,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Johnstown, PA
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- [sequinox.com](https://sequinox.com)
- Facebook @Sequinox

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 7 | April 28, 2025 |
| October 2026 | $160,000,000 | 7 | August 11, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $160,000,000 in the October 2026 data.
Total employees: 7 in October 2025 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 2 to 3.

### December 2025
- Regulatory assets under management went from $0 to $152,291,000.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sequinox Wealth Management, LLC (CRD 335246): Form ADV filing data as of October 2026.