{
  "crd_number": 335246,
  "slug": "sequinox-wealth-management-llc-lancaster-pa-335246",
  "primary_business_name": "SEQUINOX WEALTH MANAGEMENT, LLC",
  "legal_name": "SEQUINOX WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Lancaster",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "29540",
  "metro": {
    "cbsa_code": "29540",
    "common_name": "Lancaster",
    "msa_name": "Lancaster, PA",
    "path": "/advisors/pa/lancaster"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-05-28",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-08-11",
  "carried_forward": false,
  "raum_total": 160000000.0,
  "raum_discretionary": 160000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 200000.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 107800000.0,
      "count": 727
    },
    "high_net_worth_individuals": {
      "raum": 46000000.0,
      "count": 30
    },
    "corporations_other_businesses": {
      "raum": 6000000.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "PA"
  ],
  "websites": [
    "https://facebook.com/Sequinox",
    "https://sequinox.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335246",
  "city_as_filed": "LANCASTER",
  "url": "https://advisorcensus.com/firm/sequinox-wealth-management-llc-lancaster-pa-335246",
  "display_name": "Sequinox Wealth Management, LLC",
  "summary": "Sequinox Wealth Management, LLC is an SEC-registered investment advisory firm in Lancaster, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.",
  "citation": "AdvisorCensus. Sequinox Wealth Management, LLC (CRD 335246): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Sequinox Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sequinox Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Sequinox Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 11, 2026 states: Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states); Flat fee: $500 to $2,500 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sequinox Wealth Management, LLC located?",
      "a": "Sequinox Wealth Management, LLC's principal office is in Lancaster, PA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Sequinox Wealth Management, LLC registered with the SEC or a state?",
      "a": "Sequinox Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335246."
    },
    {
      "q": "How much does Sequinox Wealth Management, LLC manage?",
      "a": "Sequinox Wealth Management, LLC reports $160,000,000 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary)."
    },
    {
      "q": "How have Sequinox Wealth Management, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Sequinox Wealth Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $160,000,000 in the October 2026 data. Total employees: 7 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sequinox Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (727); high net worth individuals (30); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Sequinox Wealth Management, LLC use?",
      "a": "Sequinox Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sequinox Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335246"
    },
    {
      "q": "Does Sequinox Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated August 11, 2026 says: \"In general, we do not require a minimum dollar amount to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Sequinox Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 2 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 7,
      "filing_date": "2025-04-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 160000000.0,
      "total_employees": 7,
      "filing_date": "2026-08-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $0 to $152,291,000."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 11, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.45% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $2,500 (financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our annual fee for portfolio management services ranges up to 1.45% of the market value of your assets under our management.",
          "Our annual portfolio management fee is billed and payable, monthly in arrears, based on the average daily balance."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "In general, we do not require a minimum dollar amount to open and maintain an advisory account."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $2,500 (financial planning services)"
        ],
        "quotes": [
          "Sequinox Wealth Management charges a fixed fee for financial planning services, which generally ranges between $500 and $2,500."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.45,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 2500.0,
          "period": "one_time",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "Our annual fee for portfolio management services ranges up to 1.45% of the market value of your assets under our management.",
      "Our annual portfolio management fee is billed and payable, monthly in arrears, based on the average daily balance.",
      "In general, we do not require a minimum dollar amount to open and maintain an advisory account.",
      "Sequinox Wealth Management charges a fixed fee for financial planning services, which generally ranges between $500 and $2,500."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sequinox-wealth-management-llc-lancaster-pa-335246.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 727,
      "fewer_than_5": false,
      "raum": 107800000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 30,
      "fewer_than_5": false,
      "raum": 46000000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 200000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 6000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335246",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}