# Sequel Holdings, L.P.

> Sequel Holdings, L.P. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 170237
- Filed as: SEQUEL HOLDINGS, L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170237
- AdvisorCensus page: https://advisorcensus.com/firm/sequel-holdings-l-p-dallas-tx-170237

## Quick answers

**How is Sequel Holdings, L.P. compensated?**
On its Form ADV (Item 5.E, October 2026), Sequel Holdings, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Sequel Holdings, L.P. located?**
Sequel Holdings, L.P.'s principal office is in Dallas, TX, according to its Form ADV.

**Is Sequel Holdings, L.P. registered with the SEC or a state?**
Sequel Holdings, L.P. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 170237.

**How much does Sequel Holdings, L.P. manage?**
Sequel Holdings, L.P. reports $563,006,702 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Sequel Holdings, L.P.'s assets and staff changed since 2021?**
In the Form ADV data for Sequel Holdings, L.P.: Regulatory assets under management: $356,651,024 in the October 2021 data and $563,006,702 in the October 2026 data, up 58%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sequel Holdings, L.P. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Does Sequel Holdings, L.P. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170237

**What changed in Sequel Holdings, L.P.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 10. Regulatory assets under management went from $486,932,108 to $563,006,702 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $563,006,702
- Discretionary: $563,006,702
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $563,006,702 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 12 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sequelholdings.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $356,651,024 | 10 | April 7, 2021 |
| October 2022 | $252,506,524 | 10 | March 31, 2022 |
| October 2023 | $355,033,167 | 10 | March 31, 2023 |
| October 2024 | $344,964,750 | 11 | August 21, 2024 |
| October 2025 | $486,932,108 | 13 | March 28, 2025 |
| October 2026 | $563,006,702 | 12 | March 27, 2026 |

Regulatory assets under management: $356,651,024 in the October 2021 data and $563,006,702 in the October 2026 data, up 58%.
Total employees: 10 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 10.
- Regulatory assets under management went from $486,932,108 to $563,006,702 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sequel Holdings, L.P. (CRD 170237): Form ADV filing data as of October 2026.