{ "crd_number": 170237, "slug": "sequel-holdings-l-p-dallas-tx-170237", "primary_business_name": "SEQUEL HOLDINGS, L.P.", "legal_name": "SEQUEL HOLDINGS, L.P.", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-07-26", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 563006702.0, "raum_discretionary": 563006702.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 12, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 563006702.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://sequelholdings.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170237", "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/sequel-holdings-l-p-dallas-tx-170237", "display_name": "Sequel Holdings, L.P.", "summary": "Sequel Holdings, L.P. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Sequel Holdings, L.P. (CRD 170237): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Sequel Holdings, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sequel Holdings, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Sequel Holdings, L.P. located?", "a": "Sequel Holdings, L.P.'s principal office is in Dallas, TX, according to its Form ADV." }, { "q": "Is Sequel Holdings, L.P. registered with the SEC or a state?", "a": "Sequel Holdings, L.P. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 170237." }, { "q": "How much does Sequel Holdings, L.P. manage?", "a": "Sequel Holdings, L.P. reports $563,006,702 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Sequel Holdings, L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Sequel Holdings, L.P.: Regulatory assets under management: $356,651,024 in the October 2021 data and $563,006,702 in the October 2026 data, up 58%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sequel Holdings, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Sequel Holdings, L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170237" }, { "q": "What changed in Sequel Holdings, L.P.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 10. Regulatory assets under management went from $486,932,108 to $563,006,702 (+16%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 356651024.0, "total_employees": 10, "filing_date": "2021-04-07" }, { "period": "2022-10-01", "regulatory_assets_under_management": 252506524.0, "total_employees": 10, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 355033167.0, "total_employees": 10, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 344964750.0, "total_employees": 11, "filing_date": "2024-08-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 486932108.0, "total_employees": 13, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 563006702.0, "total_employees": 12, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 10.", "Regulatory assets under management went from $486,932,108 to $563,006,702 (+16%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/sequel-holdings-l-p-dallas-tx-170237.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 563006702.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170237", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }