# Sequel Capital Management, LLC

> Sequel Capital Management, LLC is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 20, 2026.

- CRD: 343763
- Filed as: SEQUEL CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: August 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/343763
- AdvisorCensus page: https://advisorcensus.com/firm/sequel-capital-management-llc-scottsdale-az-343763

## Quick answers

**How is Sequel Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sequel Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Sequel Capital Management, LLC located?**
Sequel Capital Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Sequel Capital Management, LLC registered with the SEC or a state?**
Sequel Capital Management, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 343763.

**How much does Sequel Capital Management, LLC manage?**
Sequel Capital Management, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 20, 2026.

**Does Sequel Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/343763

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sequel Capital Management, LLC (CRD 343763): Form ADV filing data as of October 2026.