# Sepulveda Management LLC

> Sepulveda Management LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 284290
- Filed as: SEPULVEDA MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284290
- AdvisorCensus page: https://advisorcensus.com/firm/sepulveda-management-llc-los-angeles-ca-284290

## Quick answers

**How is Sepulveda Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sepulveda Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sepulveda Management LLC located?**
Sepulveda Management LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Sepulveda Management LLC registered with the SEC or a state?**
Sepulveda Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284290.

**How much does Sepulveda Management LLC manage?**
Sepulveda Management LLC reports $355,077,780 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary).

**How have Sepulveda Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Sepulveda Management LLC: Regulatory assets under management: $238,358,894 in the October 2021 data and $355,077,780 in the October 2026 data, up 49%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sepulveda Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Sepulveda Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284290

**What changed in Sepulveda Management LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $355,077,780
- Discretionary: $355,077,780
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $355,077,780 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2016 (10 years)
- Employees: 8 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tcw.com
- LinkedIn @THETCWGROUP
- X @TCWGroup
- YouTube @TCWGroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $238,358,894 | 9 | March 29, 2021 |
| October 2022 | $305,739,697 | 9 | March 29, 2022 |
| October 2023 | $351,686,356 | 8 | June 26, 2023 |
| October 2024 | $327,235,309 | 8 | May 22, 2024 |
| October 2025 | $314,923,388 | 9 | March 28, 2025 |
| October 2026 | $355,077,780 | 8 | May 5, 2026 |

Regulatory assets under management: $238,358,894 in the October 2021 data and $355,077,780 in the October 2026 data, up 49%.
Total employees: 9 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $314,923,388 to $355,077,780 (+13%).

### January 2026
- No longer registered or notice-filed in NV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sepulveda Management LLC (CRD 284290): Form ADV filing data as of October 2026.