{ "crd_number": 105176, "slug": "sentry-investment-management-l-l-c-stevens-point-wi-105176", "primary_business_name": "SENTRY INVESTMENT MANAGEMENT, L.L.C.", "legal_name": "SENTRY INVESTMENT MANAGEMENT, L.L.C.", "dbas": [], "city": "Stevens Point", "state": "WI", "country": "United States", "cbsa_code": "44620", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1971-11-14", "years_registered": 54, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 1434035455.0, "raum_discretionary": 1434035455.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 1434035455.0, "count": 2, "description": "SEPARATE ACCOUNTS" } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105176", "city_as_filed": "STEVENS POINT", "url": "https://advisorcensus.com/firm/sentry-investment-management-l-l-c-stevens-point-wi-105176", "display_name": "Sentry Investment Management, L.L.C.", "summary": "Sentry Investment Management, L.L.C. is an SEC-registered investment advisory firm in Stevens Point, WI, registered since 1971, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Sentry Investment Management, L.L.C. (CRD 105176): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Sentry Investment Management, L.L.C. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sentry Investment Management, L.L.C. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Sentry Investment Management, L.L.C. located?", "a": "Sentry Investment Management, L.L.C.'s principal office is in Stevens Point, WI, according to its Form ADV." }, { "q": "Is Sentry Investment Management, L.L.C. registered with the SEC or a state?", "a": "Sentry Investment Management, L.L.C. is an SEC-registered investment advisory firm, registered since 1971. Status as filed: Approved. CRD 105176." }, { "q": "How much does Sentry Investment Management, L.L.C. manage?", "a": "Sentry Investment Management, L.L.C. reports $1,434,035,455 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Sentry Investment Management, L.L.C.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Sentry Investment Management, L.L.C.: Regulatory assets under management: $15,240,609,833 in the October 2021 data and $1,434,035,455 in the October 2026 data, down 91%. Total employees: 14 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sentry Investment Management, L.L.C. serve?", "a": "By number of clients on Form ADV Item 5.D: other (2)." }, { "q": "Which custodians does Sentry Investment Management, L.L.C. use?", "a": "Sentry Investment Management, L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists North Trust Corporation as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Sentry Investment Management, L.L.C. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105176" }, { "q": "What changed in Sentry Investment Management, L.L.C.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 15240609833.0, "total_employees": 14, "filing_date": "2021-03-19" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1727054855.0, "total_employees": 10, "filing_date": "2022-08-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1325529165.0, "total_employees": 10, "filing_date": "2023-07-10" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1434958578.0, "total_employees": 11, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1402994655.0, "total_employees": 11, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1434035455.0, "total_employees": 10, "filing_date": "2026-03-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 7 to 8.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "North Trust Corporation", "name_as_filed": "NORTH TRUST CORPORATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/sentry-investment-management-l-l-c-stevens-point-wi-105176.md", "clients": [ { "type": "other", "label": "Other", "count": 2, "fewer_than_5": false, "raum": 1434035455.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105176", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }