# Seneca Private Wealth, LLC

> Seneca Private Wealth, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 334161
- Filed as: SENECA PRIVATE WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334161
- AdvisorCensus page: https://advisorcensus.com/firm/seneca-private-wealth-llc-los-angeles-ca-334161

## Quick answers

**How is Seneca Private Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Seneca Private Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Seneca Private Wealth, LLC located?**
Seneca Private Wealth, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Seneca Private Wealth, LLC registered with the SEC or a state?**
Seneca Private Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334161.

**How much does Seneca Private Wealth, LLC manage?**
Seneca Private Wealth, LLC reports $29,863,050 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary).

**How have Seneca Private Wealth, LLC's assets and staff changed since 2025?**
In the Form ADV data for Seneca Private Wealth, LLC: Total employees: 4 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seneca Private Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (4).

**Which custodians does Seneca Private Wealth, LLC use?**
Seneca Private Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Seneca Private Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334161

**What changed in Seneca Private Wealth, LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $29,863,050
- Discretionary: $29,863,050
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $8,583,962 |
| High net worth individuals | 4 | $21,279,088 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- senecapw.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 4 | December 6, 2024 |
| October 2026 | $29,863,050 | 5 | June 10, 2026 |

Total employees: 4 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seneca Private Wealth, LLC (CRD 334161): Form ADV filing data as of October 2026.