# SEM Wealth Management

> SEM Wealth Management is an SEC-registered investment advisory firm in Tucson, AZ, registered since 1998, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 112142
- Filed as: SEM WEALTH MANAGEMENT
- Legal name: Strategic Equity Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112142
- AdvisorCensus page: https://advisorcensus.com/firm/sem-wealth-management-tucson-az-112142

## Quick answers

**How is SEM Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), SEM Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Where is SEM Wealth Management located?**
SEM Wealth Management's principal office is in Tucson, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is SEM Wealth Management registered with the SEC or a state?**
SEM Wealth Management is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 112142.

**How much does SEM Wealth Management manage?**
SEM Wealth Management reports $933,491,000 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (79% discretionary).

**How have SEM Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for SEM Wealth Management: Regulatory assets under management: $682,677,000 in the October 2021 data and $933,491,000 in the October 2026 data, up 37%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does SEM Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,720); high net worth individuals (260); charitable organizations (10).

**Which custodians does SEM Wealth Management use?**
SEM Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does SEM Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112142

**Does SEM Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "The minimum account size is $50,000 of assets under management. SEM has the discretion to waive the account minimum."

**What changed in SEM Wealth Management's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in AR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $50,000 of assets under management. SEM has the discretion to waive the account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $933,491,000
- Discretionary: $734,623,000
- Non-discretionary: $198,868,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,720 | $335,467,000 |
| High net worth individuals | 260 | $416,157,000 |
| Charitable organizations | 10 | $1,547,000 |
| Other investment advisers | Fewer than 5 | $180,100,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $220,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1998 (28 years)
- Employees: 11 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, FL, GA, IA, IL, IN, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, OK, PA, SC, TN, TX, UT, VA, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New Kent, VA

### Websites listed on Form ADV (Item 1.I)
- semwealth.com
- whatsmyscore.net
- Facebook @SEMWealth
- Instagram @semwealthmgmt
- LinkedIn @semwealth
- TikTok @finance_nerd
- TikTok @moneytalkswithdad0
- X @semwealth
- YouTube @semwealthmanagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $682,677,000 | 10 | September 22, 2021 |
| October 2022 | $798,690,000 | 11 | March 30, 2022 |
| October 2023 | $817,873,000 | 11 | March 29, 2023 |
| October 2024 | $584,140,000 | 10 | March 25, 2024 |
| October 2025 | $920,498,000 | 11 | March 28, 2025 |
| October 2026 | $933,491,000 | 11 | March 24, 2026 |

Regulatory assets under management: $682,677,000 in the October 2021 data and $933,491,000 in the October 2026 data, up 37%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in AR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SEM Wealth Management (CRD 112142): Form ADV filing data as of October 2026.