# Seix CLO Management LLC

> Seix CLO Management LLC is an SEC-registered investment advisory firm in Park Ridge, NJ, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 285354
- Filed as: SEIX CLO MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Park Ridge, NJ
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285354
- AdvisorCensus page: https://advisorcensus.com/firm/seix-clo-management-llc-park-ridge-nj-285354

## Quick answers

**How is Seix CLO Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Seix CLO Management LLC reports these compensation arrangements: other.

**Where is Seix CLO Management LLC located?**
Seix CLO Management LLC's principal office is in Park Ridge, NJ, according to its Form ADV.

**Is Seix CLO Management LLC registered with the SEC or a state?**
Seix CLO Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285354.

**How much does Seix CLO Management LLC manage?**
Seix CLO Management LLC reports $335,578,839 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).

**How have Seix CLO Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Seix CLO Management LLC: Regulatory assets under management: $870,565,801 in the October 2021 data and $335,578,839 in the October 2026 data, down 61%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seix CLO Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Seix CLO Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285354

**What changed in Seix CLO Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $406,140,034 to $335,578,839 (-17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $335,578,839
- Discretionary: $335,578,839
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $335,578,839 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (9 years)
- Employees: 12 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $870,565,801 | 10 | March 30, 2021 |
| October 2022 | $881,127,764 | 10 | March 30, 2022 |
| October 2023 | $826,811,952 | 15 | March 30, 2023 |
| October 2024 | $704,606,938 | 12 | March 27, 2024 |
| October 2025 | $406,140,034 | 12 | March 28, 2025 |
| October 2026 | $335,578,839 | 12 | April 28, 2026 |

Regulatory assets under management: $870,565,801 in the October 2021 data and $335,578,839 in the October 2026 data, down 61%.
Total employees: 10 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $406,140,034 to $335,578,839 (-17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seix CLO Management LLC (CRD 285354): Form ADV filing data as of October 2026.