# Seelaus Asset Management, LLC

> Seelaus Asset Management, LLC is an SEC-registered investment advisory firm in Chatham, NJ, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 149582
- Filed as: SEELAUS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chatham, NJ
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149582
- AdvisorCensus page: https://advisorcensus.com/firm/seelaus-asset-management-llc-chatham-nj-149582

## Quick answers

**How is Seelaus Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Seelaus Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is Seelaus Asset Management, LLC located?**
Seelaus Asset Management, LLC's principal office is in Chatham, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Seelaus Asset Management, LLC registered with the SEC or a state?**
Seelaus Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 149582.

**How much does Seelaus Asset Management, LLC manage?**
Seelaus Asset Management, LLC reports $1,704,252,230 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Seelaus Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Seelaus Asset Management, LLC: Regulatory assets under management: $511,197,713 in the October 2021 data and $1,704,252,230 in the October 2026 data, up 233%. Total employees: 25 in October 2021 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seelaus Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (117); corporations or other businesses not listed above (17).

**Which custodians does Seelaus Asset Management, LLC use?**
Seelaus Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Capital Markets, LLC, Charles Schwab & Co., Inc., Pershing LLC and U.S. Bancorp Investments, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Seelaus Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149582

**What changed in Seelaus Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 16 to 14.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon Capital Markets, LLC
- Charles Schwab & Co., Inc.
- Pershing LLC
- U.S. Bancorp Investments, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,704,252,230
- Discretionary: $1,698,806,790
- Non-discretionary: $5,445,440

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 121 | $44,303,909 |
| High net worth individuals | 117 | $205,577,895 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $137,630,357 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 7 | $7,968,001 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 7 | $283,919,111 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 17 | $1,024,852,957 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (13 years)
- Employees: 29 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MD, NH, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Red Bank, NJ

### Websites listed on Form ADV (Item 1.I)
- rseelaus.com
- LinkedIn @seelaus-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $511,197,713 | 25 | May 25, 2021 |
| October 2022 | $856,670,312 | 29 | March 31, 2022 |
| October 2023 | $1,071,837,219 | 29 | July 6, 2023 |
| October 2024 | $1,434,883,283 | 29 | August 22, 2024 |
| October 2025 | $1,552,973,774 | 30 | March 26, 2025 |
| October 2026 | $1,704,252,230 | 29 | March 31, 2026 |

Regulatory assets under management: $511,197,713 in the October 2021 data and $1,704,252,230 in the October 2026 data, up 233%.
Total employees: 25 in October 2021 and 29 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 16 to 14.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seelaus Asset Management, LLC (CRD 149582): Form ADV filing data as of October 2026.