{ "crd_number": 315859, "slug": "securitize-capital-llc-miami-fl-315859", "primary_business_name": "SECURITIZE CAPITAL LLC", "legal_name": "SECURITIZE CAPITAL LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-07-22", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-16", "carried_forward": false, "raum_total": 530192153.0, "raum_discretionary": 530192153.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 530192153.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/securitize/mycompany", "https://securitize.io", "https://x.com/Securitize" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315859", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/securitize-capital-llc-miami-fl-315859", "display_name": "Securitize Capital LLC", "summary": "Securitize Capital LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.", "citation": "AdvisorCensus. Securitize Capital LLC (CRD 315859): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Securitize Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Securitize Capital LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "What does Securitize Capital LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated July 15, 2026 states: Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Securitize Capital LLC located?", "a": "Securitize Capital LLC's principal office is in Miami, FL, according to its Form ADV." }, { "q": "Is Securitize Capital LLC registered with the SEC or a state?", "a": "Securitize Capital LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 315859." }, { "q": "How much does Securitize Capital LLC manage?", "a": "Securitize Capital LLC reports $530,192,153 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary)." }, { "q": "What types of clients does Securitize Capital LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does Securitize Capital LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315859" }, { "q": "What changed in Securitize Capital LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Newly registered with the SEC. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Newly registered with the SEC.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 15, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.3% to 0.5% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": "None", "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it)" ], "quotes": [ "Securitize Capital charges most of its clients an annual investment management fee that currently ranges between 0.3% and 0.5% per vehicle." ] }, { "label": "Minimum annual fee", "statements": [ "Minimum annual fee: None" ], "quotes": [ "Securitize Capital does not charge a performance fee or impose a minimum annual fee." ] } ], "quotes": [ "Securitize Capital charges most of its clients an annual investment management fee that currently ranges between 0.3% and 0.5% per vehicle.", "Securitize Capital does not charge a performance fee or impose a minimum annual fee." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/securitize-capital-llc-miami-fl-315859.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 530192153.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315859", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }