# Securities Brokerage Services

> Securities Brokerage Services is a state-registered investment advisory firm in Carnegie, PA, registered since 1998, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 20, 2023.

- CRD: 119861
- Filed as: SECURITIES BROKERAGE SERVICES
- Legal name: Securities Brokerage Services, Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carnegie, PA
- Filing period: October 2026
- Form ADV filing dated: October 20, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119861
- AdvisorCensus page: https://advisorcensus.com/firm/securities-brokerage-services-carnegie-pa-119861

## Quick answers

**How is Securities Brokerage Services compensated?**
On its Form ADV (Item 5.E, October 2026), Securities Brokerage Services reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Securities Brokerage Services located?**
Securities Brokerage Services' principal office is in Carnegie, PA, according to its Form ADV.

**Is Securities Brokerage Services registered with the SEC or a state?**
Securities Brokerage Services is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 119861.

**How much does Securities Brokerage Services manage?**
Securities Brokerage Services reports $16,225,601 in regulatory assets under management in its Form ADV filing dated October 20, 2023 (0% discretionary).

**What types of clients does Securities Brokerage Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (4).

**Does Securities Brokerage Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119861

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $16,225,601
- Discretionary: $0
- Non-discretionary: $16,225,601

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $10,753,426 |
| High net worth individuals | 4 | $5,472,175 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1998 (28 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sbsbrokers.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Securities Brokerage Services (CRD 119861): Form ADV filing data as of October 2026.