# Secure Wealth, Inc.

> Secure Wealth, Inc. is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 290572
- Filed as: SECURE WEALTH, INC.
- Also doing business as: SECURE WEALTH PLANNING GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290572
- AdvisorCensus page: https://advisorcensus.com/firm/secure-wealth-inc-boca-raton-fl-290572

## Quick answers

**How is Secure Wealth, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Secure Wealth, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**Where is Secure Wealth, Inc. located?**
Secure Wealth, Inc.'s principal office is in Boca Raton, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Secure Wealth, Inc. registered with the SEC or a state?**
Secure Wealth, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 290572.

**How much does Secure Wealth, Inc. manage?**
Secure Wealth, Inc. reports $132,000,000 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (100% discretionary).

**How have Secure Wealth, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Secure Wealth, Inc.: Regulatory assets under management: $113,000,000 in the October 2025 data and $132,000,000 in the October 2026 data, up 17%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Secure Wealth, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (171); individuals (other than high net worth individuals) (50).

**Which custodians does Secure Wealth, Inc. use?**
Secure Wealth, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Secure Wealth, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290572

**Does Secure Wealth, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated August 18, 2026 says: "Secure Wealth requires a minimum of $250,000 to open an account but reserves the right to lower or waive this at their sole discretion."

**What changed in Secure Wealth, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 4 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated August 18, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Secure Wealth requires a minimum of $250,000 to open an account but reserves the right to lower or waive this at their sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $132,000,000
- Discretionary: $132,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $45,000,000 |
| High net worth individuals | 171 | $87,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Raleigh, NC

### Websites listed on Form ADV (Item 1.I)
- securewpg.com
- Facebook @SECUREWPG
- LinkedIn @401KROLLOVERADVISOR
- X @SECUREWEALTHPG
- YouTube @UC7PYN-_WAJKMAMQEMALYQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $113,000,000 | 3 | June 30, 2025 |
| October 2026 | $132,000,000 | 3 | August 18, 2026 |

Regulatory assets under management: $113,000,000 in the October 2025 data and $132,000,000 in the October 2026 data, up 17%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 4 to 3.

### March 2026
- Regulatory assets under management went from $113,000,000 to $132,000,000 (+17%).

### December 2025
- Employees performing advisory functions went from 3 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Secure Wealth, Inc. (CRD 290572): Form ADV filing data as of October 2026.