# Secure Investment Management, LLC

> Secure Investment Management, LLC is an SEC-registered investment advisory firm in Tucson, AZ, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 141195
- Filed as: SECURE INVESTMENT MANAGEMENT, LLC
- Also doing business as: JLB FINANCIAL, MOVE FORWARD CAPITAL, SECURE HORIZON FINANCIAL PLANNING, WEALTHPRO GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141195
- AdvisorCensus page: https://advisorcensus.com/firm/secure-investment-management-llc-tucson-az-141195

## Quick answers

**How is Secure Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Secure Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Secure Investment Management, LLC located?**
Secure Investment Management, LLC's principal office is in Tucson, AZ, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Secure Investment Management, LLC registered with the SEC or a state?**
Secure Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 141195.

**How much does Secure Investment Management, LLC manage?**
Secure Investment Management, LLC reports $42,909,330 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (100% discretionary).

**How have Secure Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Secure Investment Management, LLC: Regulatory assets under management: $54,839,396 in the October 2021 data and $42,909,330 in the October 2026 data, down 22%. Total employees: 23 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Secure Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (938); high net worth individuals (4).

**Which custodians does Secure Investment Management, LLC use?**
Secure Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Secure Investment Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141195

**Does Secure Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 3, 2026 says: "SIM generally has an account minimum of $25,000; however, SIM, in its sole discretion may waive the account minimum or charge a lesser advisory fee based upon certain criteria"

**What changed in Secure Investment Management, LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in LA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated August 3, 2026)

- Account minimum: $25,000 (the brochure says it may be waived or negotiated)

> SIM generally has an account minimum of $25,000; however, SIM, in its sole discretion may waive the account minimum or charge a lesser advisory fee based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $42,909,330
- Discretionary: $42,909,330
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 938 | $37,362,434 |
| High net worth individuals | 4 | $5,546,896 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 31 total, 20 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, IL, KS, LA, MD, MI, MN, NC, NE, NM, NY, OK, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141195

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- jlbfinancialinc.com
- moveforwardcapital.com
- securehorizonfinancialplanning.com
- secureinvestmentmanagement.com
- wealthpro.group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $54,839,396 | 23 | September 8, 2021 |
| October 2022 | $36,717,410 | 12 | August 19, 2022 |
| October 2023 | $36,717,410 | 12 | March 31, 2023 |
| October 2024 | $32,406,000 | 12 | March 20, 2024 |
| October 2025 | $38,291,887 | 12 | June 16, 2025 |
| October 2026 | $42,909,330 | 31 | August 14, 2026 |

Regulatory assets under management: $54,839,396 in the October 2021 data and $42,909,330 in the October 2026 data, down 22%.
Total employees: 23 in October 2021 and 31 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in LA.

### July 2026
- Registered or notice-filed in NM.

### May 2026
- No longer lists the business name Tax Smart Investing & Planning.
- Added the business name Wealthpro Group.
- Added the business name Secure Horizon Financial Planning.
- Added the business name Move Forward Capital.
- Added the business name JLB Financial.
- Employees performing advisory functions went from 12 to 20.
- Regulatory assets under management went from $38,291,887 to $42,909,330 (+12%).
- Added an office in San Diego, CA.
- Registered or notice-filed in NY.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Secure Investment Management, LLC (CRD 141195): Form ADV filing data as of October 2026.