# Secura Financial

> Secura Financial is an SEC-registered investment advisory firm in Orange, CA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 137324
- Filed as: SECURA FINANCIAL
- Legal name: Secura Financial, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Orange, CA
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137324
- AdvisorCensus page: https://advisorcensus.com/firm/secura-financial-orange-ca-137324

## Quick answers

**How is Secura Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Secura Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Secura Financial charge?**
Its Form ADV Part 2A brochure dated May 5, 2026 states: Hourly rate: $500 an hour (financial planning fees); Flat fee: $20,000 (financial planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Secura Financial located?**
Secura Financial's principal office is in Orange, CA, according to its Form ADV.

**Is Secura Financial registered with the SEC or a state?**
Secura Financial is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 137324.

**How much does Secura Financial manage?**
Secura Financial reports $319,926,000 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).

**How have Secura Financial's assets and staff changed since 2021?**
In the Form ADV data for Secura Financial: Regulatory assets under management: $188,001,355 in the October 2021 data and $319,926,000 in the October 2026 data, up 70%. Total employees: 11 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Secura Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (428); individuals (other than high net worth individuals) (245); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Which custodians does Secura Financial use?**
Secura Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Lincoln Financial Group and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does Secura Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137324

**Does Secura Financial state an account minimum?**
Its Form ADV Part 2A brochure dated May 5, 2026 says: "Advisor requires a minimum of $ 250,000 to open an account, but maybe waive d at the Managing Member’s discretion."

**What changed in Secura Financial's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 8 to 9. Registered or notice-filed in AK, AZ, FL, NE, NH, NM, NV, NY, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated May 5, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Advisor requires a minimum of $ 250,000 to open an account, but maybe waive d at the Managing Member’s discretion.

- Hourly rate: $500 an hour (financial planning fees)

> Fees are negotiable and are usually based on a flat fee. However, in certain circumstances hourly fee may be charged. The maximum hourly rate is $500.00 per hour

- Flat fee: $20,000 (financial planning fees)

> Fees are negotiable and are usually based on a flat fee. However, in certain circumstances hourly fee may be charged. The maximum hourly rate is $500.00 per hour and a maximum fixed fee of $20,000.00

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Lincoln Financial Group
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $319,926,000
- Discretionary: $319,926,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 245 | $60,785,000 |
| High net worth individuals | 428 | $256,687,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $2,359,000 |
| Charitable organizations | 1 | $95,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, FL, NE, NH, NM, NV, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- securawm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $188,001,355 | 11 | March 19, 2021 |
| October 2022 | $222,099,502 | 11 | March 25, 2022 |
| October 2023 | $206,964,009 | 10 | March 13, 2023 |
| October 2024 | $230,449,000 | 10 | March 21, 2024 |
| October 2025 | $261,784,000 | 9 | April 30, 2025 |
| October 2026 | $319,926,000 | 9 | July 24, 2026 |

Regulatory assets under management: $188,001,355 in the October 2021 data and $319,926,000 in the October 2026 data, up 70%.
Total employees: 11 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 8 to 9.
- Registered or notice-filed in AK, AZ, FL, NE, NH, NM, NV, NY, TX.

### June 2026
- Employees performing advisory functions went from 9 to 8.
- Regulatory assets under management went from $261,784,000 to $319,926,000 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Secura Financial (CRD 137324): Form ADV filing data as of October 2026.