# Secondwind Asset Management LLC

> Secondwind Asset Management LLC is a state-registered investment advisory firm, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 20, 2025.

- CRD: 150914
- Filed as: SECONDWIND ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/150914
- AdvisorCensus page: https://advisorcensus.com/firm/secondwind-asset-management-llc-150914

## Quick answers

**How is Secondwind Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Secondwind Asset Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Secondwind Asset Management LLC registered with the SEC or a state?**
Secondwind Asset Management LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 150914.

**How much does Secondwind Asset Management LLC manage?**
Secondwind Asset Management LLC reports $5,802,353 in regulatory assets under management in its Form ADV filing dated March 20, 2025 (100% discretionary).

**What types of clients does Secondwind Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4).

**Does Secondwind Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150914

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,802,353
- Discretionary: $5,802,353
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 4 | $5,802,353 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: Not reported
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Secondwind Asset Management LLC (CRD 150914): Form ADV filing data as of October 2026.