# Second Half Financial Partners, LLC

> Second Half Financial Partners, LLC is an SEC-registered investment advisory firm in Sebring, FL, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 163454
- Filed as: SECOND HALF FINANCIAL PARTNERS, LLC
- Also doing business as: SECOND HALF TEAM, STATLER FINANCIAL SERVICES, INC., SWAINE AND LEIDEL WEALTH SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sebring, FL
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/163454
- AdvisorCensus page: https://advisorcensus.com/firm/second-half-financial-partners-llc-sebring-fl-163454

## Quick answers

**How is Second Half Financial Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Second Half Financial Partners, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Second Half Financial Partners, LLC located?**
Second Half Financial Partners, LLC's principal office is in Sebring, FL, according to its Form ADV.

**Is Second Half Financial Partners, LLC registered with the SEC or a state?**
Second Half Financial Partners, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 163454.

**How much does Second Half Financial Partners, LLC manage?**
Second Half Financial Partners, LLC reports $128,000,000 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).

**How have Second Half Financial Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Second Half Financial Partners, LLC: Regulatory assets under management: $192,167,861 in the October 2021 data and $128,000,000 in the October 2026 data, down 33%. Total employees: 9 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Second Half Financial Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (439); high net worth individuals (46); corporations or other businesses not listed above (5).

**Which custodians does Second Half Financial Partners, LLC use?**
Second Half Financial Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Second Half Financial Partners, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163454

**What changed in Second Half Financial Partners, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in LA, NH, TN. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $128,000,000
- Discretionary: $128,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 439 | $74,575,000 |
| High net worth individuals | 46 | $52,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $145,000 |
| Charitable organizations | 1 | $685,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $595,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, MI, NC, NH, OH, TN, TX, VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163454

### Websites listed on Form ADV (Item 1.I)
- statlerfinancial.com
- swaineandleidel.com
- Facebook @SLandWS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $192,167,861 | 9 | July 30, 2021 |
| October 2022 | $240,416,458 | 9 | September 1, 2022 |
| October 2023 | $242,699,478 | 9 | August 29, 2023 |
| October 2024 | $283,976,191 | 9 | June 18, 2024 |
| October 2025 | $364,118,989 | 10 | March 28, 2025 |
| October 2026 | $128,000,000 | 5 | April 22, 2026 |

Regulatory assets under management: $192,167,861 in the October 2021 data and $128,000,000 in the October 2026 data, down 33%.
Total employees: 9 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in LA, NH, TN.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Its Item 11 disclosure answers changed.
- Employees performing advisory functions went from 5 to 3.
- Regulatory assets under management went from $364,118,989 to $128,000,000 (-65%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Second Half Financial Partners, LLC (CRD 163454): Form ADV filing data as of October 2026.