# Seaway Advisors

> Seaway Advisors is an SEC-registered investment advisory firm in Fairport, NY, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 149745
- Filed as: SEAWAY ADVISORS
- Legal name: Seaway Advisors,ltd.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fairport, NY
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149745
- AdvisorCensus page: https://advisorcensus.com/firm/seaway-advisors-fairport-ny-149745

## Quick answers

**How is Seaway Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Seaway Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Seaway Advisors located?**
Seaway Advisors' principal office is in Fairport, NY, according to its Form ADV.

**Is Seaway Advisors registered with the SEC or a state?**
Seaway Advisors is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 149745.

**How much does Seaway Advisors manage?**
Seaway Advisors reports $50,842,394 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).

**How have Seaway Advisors' assets and staff changed since 2021?**
In the Form ADV data for Seaway Advisors: Regulatory assets under management: $37,369,763 in the October 2021 data and $50,842,394 in the October 2026 data, up 36%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seaway Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64); high net worth individuals (28); charitable organizations (2).

**Which custodians does Seaway Advisors use?**
Seaway Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Seaway Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149745

**Does Seaway Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated February 7, 2025 says: "Our minimum account size is $400,000, which may be negotiated."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 7, 2025)

- Account minimum: $400,000 (the brochure says it may be waived or negotiated)

> Our minimum account size is $400,000, which may be negotiated.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $50,842,394
- Discretionary: $50,842,394
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $19,378,137 |
| High net worth individuals | 28 | $29,912,462 |
| Charitable organizations | 2 | $1,551,795 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- seawayadvisors.com
- LinkedIn @seaway-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $37,369,763 | 3 | March 4, 2021 |
| October 2022 | $40,353,628 | 3 | March 4, 2022 |
| October 2023 | $36,962,781 | 3 | March 6, 2023 |
| October 2024 | $42,688,178 | 3 | March 1, 2024 |
| October 2025 | $50,769,875 | 3 | February 7, 2025 |
| October 2026 | $50,842,394 | 2 | March 9, 2026 |

Regulatory assets under management: $37,369,763 in the October 2021 data and $50,842,394 in the October 2026 data, up 36%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seaway Advisors (CRD 149745): Form ADV filing data as of October 2026.