# Seattle Wealth Management LLC

> Seattle Wealth Management LLC is an SEC-registered investment advisory firm in Seattle, WA, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 14, 2026.

- CRD: 285877
- Filed as: SEATTLE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: January 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285877
- AdvisorCensus page: https://advisorcensus.com/firm/seattle-wealth-management-llc-seattle-wa-285877

## Quick answers

**How is Seattle Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Seattle Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Seattle Wealth Management LLC located?**
Seattle Wealth Management LLC's principal office is in Seattle, WA, according to its Form ADV.

**Is Seattle Wealth Management LLC registered with the SEC or a state?**
Seattle Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285877.

**How much does Seattle Wealth Management LLC manage?**
Seattle Wealth Management LLC reports $131,301,861 in regulatory assets under management in its Form ADV filing dated January 14, 2026 (100% discretionary).

**How have Seattle Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Seattle Wealth Management LLC: Regulatory assets under management: $136,000,000 in the October 2021 data and $131,301,861 in the October 2026 data, down 3%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seattle Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (51); individuals (other than high net worth individuals) (49).

**Which custodians does Seattle Wealth Management LLC use?**
Seattle Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Seattle Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285877

**Does Seattle Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 14, 2026 says: "Seattle Wealth Management has no set account minimum, but fees may be negotiable." "Seattle Wealth Management has no minimum account size for opening or maintaining an account."

**What changed in Seattle Wealth Management LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $119,332,000 to $131,301,861 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 14, 2026)

- Account minimum: None (the brochure says it may be waived or negotiated)

> Seattle Wealth Management has no set account minimum, but fees may be negotiable.

> Seattle Wealth Management has no minimum account size for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $131,301,861
- Discretionary: $131,301,861
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $13,012,452 |
| High net worth individuals | 51 | $118,289,409 |
| Charitable organizations | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- seattlewm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $136,000,000 | 1 | February 15, 2021 |
| October 2022 | $110,002,000 | 2 | March 31, 2022 |
| October 2023 | $95,002,000 | 2 | March 31, 2023 |
| October 2024 | $101,102,000 | 2 | March 29, 2024 |
| October 2025 | $119,332,000 | 2 | February 24, 2025 |
| October 2026 | $131,301,861 | 2 | January 14, 2026 |

Regulatory assets under management: $136,000,000 in the October 2021 data and $131,301,861 in the October 2026 data, down 3%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $119,332,000 to $131,301,861 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seattle Wealth Management LLC (CRD 285877): Form ADV filing data as of October 2026.