# Seattle Asset Management, Inc.

> Seattle Asset Management, Inc. is a state-registered investment advisory firm in Rollingbay, WA, registered since 1994, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 117523
- Filed as: SEATTLE ASSET MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rollingbay, WA
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117523
- AdvisorCensus page: https://advisorcensus.com/firm/seattle-asset-management-inc-rollingbay-wa-117523

## Quick answers

**How is Seattle Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Seattle Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Seattle Asset Management, Inc. located?**
Seattle Asset Management, Inc.'s principal office is in Rollingbay, WA, according to its Form ADV.

**Is Seattle Asset Management, Inc. registered with the SEC or a state?**
Seattle Asset Management, Inc. is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 117523.

**How much does Seattle Asset Management, Inc. manage?**
Seattle Asset Management, Inc. reports $25,908,254 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**What types of clients does Seattle Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Seattle Asset Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117523

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $25,908,254
- Discretionary: $25,908,254
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $25,610,924 |
| Charitable organizations | Fewer than 5 | $297,330 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1994 (32 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117523

### Websites listed on Form ADV (Item 1.I)
- seattleasset.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seattle Asset Management, Inc. (CRD 117523): Form ADV filing data as of October 2026.