# Seasons of Advice Wealth Management

> Seasons of Advice Wealth Management is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 310448
- Filed as: SEASONS OF ADVICE WEALTH MANAGEMENT
- Legal name: SOA Wealth Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310448
- AdvisorCensus page: https://advisorcensus.com/firm/seasons-of-advice-wealth-management-new-york-ny-310448

## Quick answers

**How is Seasons of Advice Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Seasons of Advice Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Seasons of Advice Wealth Management located?**
Seasons of Advice Wealth Management's principal office is in New York, NY, according to its Form ADV.

**Is Seasons of Advice Wealth Management registered with the SEC or a state?**
Seasons of Advice Wealth Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310448.

**How much does Seasons of Advice Wealth Management manage?**
Seasons of Advice Wealth Management reports $1,216,853,300 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (94% discretionary).

**How have Seasons of Advice Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Seasons of Advice Wealth Management: Regulatory assets under management: $805,209,614 in the October 2021 data and $1,216,853,300 in the October 2026 data, up 51%. Total employees: 18 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Seasons of Advice Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (523); high net worth individuals (368).

**Which custodians does Seasons of Advice Wealth Management use?**
Seasons of Advice Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Seasons of Advice Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310448

**What changed in Seasons of Advice Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,061,108,098 to $1,216,853,300 (+15%). Registered or notice-filed in IN, MN, OH, OR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,216,853,300
- Discretionary: $1,147,365,011
- Non-discretionary: $69,488,289

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 523 | $164,286,527 |
| High net worth individuals | 368 | $1,052,566,773 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2020 (5 years)
- Employees: 20 total, 12 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, IL, IN, MA, MD, MN, NC, NH, NJ, NY, OH, OR, PA, SC, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- focusfinancialpartners.com
- soaplanning.com
- soawealth.com
- Facebook @soawealth
- Instagram @soawealth
- LinkedIn @focus-financial-partners
- LinkedIn @seasons-of-advice-wealth-management-llc
- X @SOAWealth
- X @focusfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $805,209,614 | 18 | July 22, 2021 |
| October 2022 | $944,111,406 | 19 | March 29, 2022 |
| October 2023 | $789,278,035 | 20 | September 29, 2023 |
| October 2024 | $1,030,249,176 | 20 | September 6, 2024 |
| October 2025 | $1,061,108,098 | 21 | March 28, 2025 |
| October 2026 | $1,216,853,300 | 20 | March 30, 2026 |

Regulatory assets under management: $805,209,614 in the October 2021 data and $1,216,853,300 in the October 2026 data, up 51%.
Total employees: 18 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,061,108,098 to $1,216,853,300 (+15%).
- Registered or notice-filed in IN, MN, OH, OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Seasons of Advice Wealth Management (CRD 310448): Form ADV filing data as of October 2026.