# Season Investments, LLC

> Season Investments, LLC is an SEC-registered investment advisory firm in Colorado Springs, CO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 158070
- Filed as: SEASON INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Colorado Springs, CO
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158070
- AdvisorCensus page: https://advisorcensus.com/firm/season-investments-llc-colorado-springs-co-158070

## Quick answers

**How is Season Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Season Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Season Investments, LLC located?**
Season Investments, LLC's principal office is in Colorado Springs, CO, according to its Form ADV.

**Is Season Investments, LLC registered with the SEC or a state?**
Season Investments, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 158070.

**How much does Season Investments, LLC manage?**
Season Investments, LLC reports $159,692,694 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Season Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Season Investments, LLC: Regulatory assets under management: $151,765,850 in the October 2021 data and $159,692,694 in the October 2026 data, up 5%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Season Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (37); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Season Investments, LLC use?**
Season Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Season Investments, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158070

**What changed in Season Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $142,639,167 to $159,692,694 (+12%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $159,692,694
- Discretionary: $159,692,694
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $18,500,359 |
| High net worth individuals | 37 | $95,876,703 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $45,315,632 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, NE, TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158070

### Websites listed on Form ADV (Item 1.I)
- [seasoninvestments.com](https://seasoninvestments.com)
- LinkedIn @2608145

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $151,765,850 | 4 | April 6, 2021 |
| October 2022 | $180,285,472 | 4 | May 19, 2022 |
| October 2023 | $158,520,517 | 5 | March 30, 2023 |
| October 2024 | $138,990,670 | 5 | March 26, 2024 |
| October 2025 | $142,639,167 | 5 | June 13, 2025 |
| October 2026 | $159,692,694 | 3 | March 23, 2026 |

Regulatory assets under management: $151,765,850 in the October 2021 data and $159,692,694 in the October 2026 data, up 5%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $142,639,167 to $159,692,694 (+12%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Season Investments, LLC (CRD 158070): Form ADV filing data as of October 2026.