# Searle & Co.

> Searle & Co. is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated December 16, 2025.

- CRD: 13035
- Filed as: SEARLE & CO.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: December 16, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/13035
- AdvisorCensus page: https://advisorcensus.com/firm/searle-and-co-greenwich-ct-13035

## Quick answers

**How is Searle & Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Searle & Co. reports these compensation arrangements: a percentage of assets under its management; commissions.

**Where is Searle & Co. located?**
Searle & Co.'s principal office is in Greenwich, CT, according to its Form ADV.

**Is Searle & Co. registered with the SEC or a state?**
Searle & Co. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 13035.

**How much does Searle & Co. manage?**
Searle & Co. reports $629,892,525 in regulatory assets under management in its Form ADV filing dated December 16, 2025 (95% discretionary).

**How have Searle & Co.'s assets and staff changed since 2021?**
In the Form ADV data for Searle & Co.: Regulatory assets under management: $305,417,789 in the October 2021 data and $629,892,525 in the October 2026 data, up 106%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Searle & Co. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (119); individuals (other than high net worth individuals) (7); charitable organizations (1).

**Which custodians does Searle & Co. use?**
Searle & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Searle & Co. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/13035

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $629,892,525
- Discretionary: $601,099,907
- Non-discretionary: $28,792,618

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $3,579,822 |
| High net worth individuals | 119 | $621,537,134 |
| Charitable organizations | 1 | $4,775,569 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (18 years)
- Employees: 13 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CT, FL, IL, NJ, NY, TN, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/13035

### Websites listed on Form ADV (Item 1.I)
- searleco.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $305,417,789 | 12 | June 4, 2021 |
| October 2022 | $363,220,962 | 12 | November 12, 2021 |
| October 2023 | $402,767,859 | 12 | March 29, 2023 |
| October 2024 | $397,370,653 | 12 | November 3, 2023 |
| October 2025 | $648,957,944 | 11 | June 18, 2025 |
| October 2026 | $629,892,525 | 13 | December 16, 2025 |

Regulatory assets under management: $305,417,789 in the October 2021 data and $629,892,525 in the October 2026 data, up 106%.
Total employees: 12 in October 2021 and 13 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Searle & Co. (CRD 13035): Form ADV filing data as of October 2026.